Senior Risk & Regulatory Compliance Consultant

Sia; Hong Kong; On-site; HKD 400,000 - 600,000; Full time

Job summary

Sia is seeking a Consultant/Senior Consultant for Risk & Regulatory Compliance in Hong Kong. Ideal candidates have 2-5 years of experience in a consulting firm, focusing on financial services. Responsibilities include managing compliance projects, conducting reviews, and leveraging AI tools. Key requirements include a relevant degree and familiarity with SFO, along with strong interpersonal skills. Fluency in English and Cantonese is essential. Join a firm recognized as a top consulting workplace.

Qualifications

• 2 to 5 years' experience in risk and regulatory compliance within a reputable consulting firm.
• Familiar with SFO (Cap 571) and SFC code of conduct.
• Professional qualifications like CPA, CFA, FRM, CAMS, CISA, CISSP, CIA are an advantage.

Responsibilities

• Participate in projects focusing on asset management, investment, funds, securities.
• Conduct regulatory compliance review and internal control review.
• Utilize AI tools for project delivery.

Skills

Project Management

Stakeholder Management

Interpersonal Skills

Analytical Skills

Fluent English

Fluent Cantonese

Education

University graduate in accounting, business, IT or related disciplines

Job description

Sia is seeking a Consultant/Senior Consultant for Risk & Regulatory Compliance in Hong Kong. Ideal candidates have 2-5 years of experience in a consulting firm, focusing on financial services. Responsibilities include managing compliance projects, conducting reviews, and leveraging AI tools. Key requirements include a relevant degree and familiarity with SFO, along with strong interpersonal skills. Fluency in English and Cantonese is essential. Join a firm recognized as a top consulting workplace.