Senior Risk & Compliance Manager – Funds & AML/CFT

The Bank of East Asia (BEA); Hong Kong; On-site; HKD 600,000 - 900,000; Full time

Job summary

Bank of East Asia (Trustees) Limited (BEAT) seeks a compliant and proactive professional to monitor regulatory updates across BEAT operations, including AML/CFT, CRS/FATCA and unit trust funds. You will establish control procedures, perform quality assurance, and oversee oversight of funds service providers.

The role offers exposure to risk management and liaison with regulators. The ideal candidate has a graduate qualification in business or finance with 5+ years in financial services, audit,

Qualifications

• University graduate or professional qualification in business, banking, accounting, law, finance or related disciplines.
• Preferably over 5 years experience in financial industry, financial audit, compliance, internal controls, AML, risk management, frauds control or investment funds services.
• HKIB ECF qualification would be an advantage for applicants.

Responsibilities

• Monitor compliance matters and regulatory updates for BEAT operations including private trust, AML/CFT, CRS/FATCA, MPF/ORSO and unit trust funds.
• Establish and implement control and compliance procedures; perform regular quality assurance checks.
• Oversee compliance reviews of funds service providers, License Corporation and License Representatives under SFC RA13.
• Assist in risk management assessment and fraud controls of BEAT’s business functions.
• Review investigation results of non-compliance incidents and update policies accordingly.
• Coordinate with regulators, auditors and relevant departments on compliance, risk, frauds control and funds oversight.
• Provide risk and compliance advice on current and new regulatory requirements; prepare management information for senior management and regulators.

Skills

Time management

Analytical skills

Communication skills

Team player

Self-motivated

Independent

Regulatory awareness

Education

Bachelor's degree or professional qualification in business/banking/finance/law

HKIB ECF qualification (advantage)

Job description

Bank of East Asia (Trustees) Limited (BEAT) seeks a compliant and proactive professional to monitor regulatory updates across BEAT operations, including AML/CFT, CRS/FATCA and unit trust funds. You will establish control procedures, perform quality assurance, and oversee oversight of funds service providers.

The role offers exposure to risk management and liaison with regulators. The ideal candidate has a graduate qualification in business or finance with 5+ years in financial services, audit,