Senior Compliance Supervisor: AML/KYC Oversight

Chung Yick Tung Finance Technology Limited; Hong Kong; On-site; HKD 420,000 - 560,000; Full time

Benefits offered by this job

Medical insurance

Professional development

Regulatory training

Flexible work arrangements

Job summary

Chung Yick Tung Finance Technology Limited is seeking a Compliance Supervisor to join our Banking & Financial Services team in a full-time capacity, based in Central, Hong Kong. You will oversee daily compliance operations, ensuring regulatory adherence and safeguarding clients across our financial services activities.

The role requires 3-5 years in compliance or risk management, supervisory experience, strong AML/KYC knowledge, and fluency in English and Cantonese (Mandarin preferred).

Qualifications

• 3-5 years' experience in a compliance or risk management role within banking/financial services.
• Demonstrated supervisory or team leadership experience.
• Strong knowledge of AML and KYC frameworks and related regulatory requirements.
• Solid understanding of Banking Ordinance, Securities and Futures Ordinance and HK regulations.
• Proficiency with compliance systems and transaction monitoring software.

Responsibilities

• Supervise and coordinate daily compliance activities to ensure regulatory requirements are met across operations.
• Monitor and review transactions, communications and documentation for compliance with laws and policies.
• Develop and implement compliance procedures, controls and risk mitigation measures.
• Conduct compliance training and awareness sessions for staff.
• Prepare reports for senior management and regulators as required.
• Liaise with internal departments and regulators to address queries and investigations.
• Identify gaps and recommend corrective actions to improve processes.
• Support investigation of breaches and document findings.

Skills

Supervisory experience

AML knowledge

KYC procedures

Analytical skills

Communication skills

Education

Diploma in Compliance (ACAMS) or equivalent

Tools

Transaction monitoring software

Compliance systems

Job description

Chung Yick Tung Finance Technology Limited is seeking a Compliance Supervisor to join our Banking & Financial Services team in a full-time capacity, based in Central, Hong Kong. You will oversee daily compliance operations, ensuring regulatory adherence and safeguarding clients across our financial services activities.

The role requires 3-5 years in compliance or risk management, supervisory experience, strong AML/KYC knowledge, and fluency in English and Cantonese (Mandarin preferred).