Senior Compliance Advisory Director

NexusSearch International Limited; Hong Kong; On-site; HKD 600,000 - 1,200,000; Full time

Job summary

NexusSearch International Limited is seeking a Director‑Compliance in Hong Kong to oversee licensing, regulatory notifications and enquiries, as well as complaints handling and surveys. You will lead transaction monitoring, name screening, and investigations of alerts, while developing compliance monitoring programmes and conducting periodic reviews.

The role requires 4–6 years of legal and compliance experience, fluency in English, Cantonese and Putonghua, and strong communication skills.

Qualifications

• Bachelor's degree in Business, Finance, Law or related discipline.
• 4-6 years legal and compliance experience in brokerage firms or regulators.
• Fluent in English, Cantonese and Putonghua (mandatory).
• Solid communication and presentation skills.
• Proactive, team player with sense of responsibility and ability to work under pressure.

Responsibilities

• Handle licence applications, regulatory notifications, enquiries, complaints, surveys and maintain compliance records.
• Conduct transaction monitoring, trade surveillance, name screening, and investigate suspicious alerts.
• Develop compliance monitoring programmes and periodic reviews including staff personal account reviews.
• Perform AML/KYC and account opening reviews; deliver customer due diligence and periodic reviews.
• Provide compliance advice on FATCA and CRS reporting requirements.
• Review marketing materials, client-facing documents and regulatory notices.
• Deliver internal compliance training and maintain CPT records.
• Provide ongoing compliance advisory and guidance to business teams.
• Complete ad-hoc compliance projects and special initiatives.
• Support Legal & Compliance admin work: maintain regulatory documentation and coordinate activities.

Skills

Fluent English

Cantonese

Putonghua

Communication skills

Team player

Pressure handling

Education

Bachelor's degree in Business/Finance/Law

Job description

NexusSearch International Limited is seeking a Director‑Compliance in Hong Kong to oversee licensing, regulatory notifications and enquiries, as well as complaints handling and surveys. You will lead transaction monitoring, name screening, and investigations of alerts, while developing compliance monitoring programmes and conducting periodic reviews.

The role requires 4–6 years of legal and compliance experience, fluency in English, Cantonese and Putonghua, and strong communication skills.