Senior AVP, Listing Enforcement & Policy

Hong Kong Exchanges and Clearing Limited (HKEX); Hong Kong; On-site; HKD 900,000 - 1,500,000; Full time

Job summary

HKEX invites applications for a lawyer role based in Hong Kong. The successful candidate will handle investigative and disciplinary case work related to the Listing Rules, conduct disciplinary actions and support enforcement initiatives.

Strong drafting, advocacy and communication skills in English and Chinese are essential for success. At least 6 years of post-qualification experience in civil litigation, with a disciplined, professional approach, multi-tasking ability and a commitment to

Qualifications

• Qualified lawyer with at least 6 years of PQE.
• Civil litigation with substantial experience in drafting pleadings (including further and better particulars), witness statements and legal advice.
• Experience in Exchange disciplinary action; SFC disciplinary/court action will be highly regarded.
• Strong interpersonal and presentation skills.
• Strong analytical, writing and advocacy skills.
• Fluency in written and spoken English.
• Good command of written and spoken Chinese (Putonghua preferred).
• Professional and mature.
• Work commitment.
• Team player.
• Efficient and able to multi-task.

Responsibilities

• Investigate potential misconduct and breaches relating to the Listing Rules.
• Conduct disciplinary action, including presentation before the Listing Committee.
• Assist in all enforcement matters, including in furthering the objectives of the Department.
• Provide assistance in formulating and implementing disciplinary and enforcement policy and procedures, and participating in other projects undertaken by the Department.

Skills

PQE 6+

Civil litigation

Pleadings drafting

Disciplinary actions

Interpersonal skills

Presentation skills

Analytical thinking

English fluency

Chinese proficiency

Team player

Multi-tasking

Education

Law degree

Job description

Company Introduction:

We’re home to Asia's most dynamic and vibrant capital markets.

Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day.

HKEX is a purpose-driven company. Our commitment to the long-term development of our business and our markets is articulated in our purpose: "To Connect, Promote and Progress our Markets and the Communities they support for the prosperity of all."

Job Summary:

You will be provided with an interesting mix of investigative and disciplinary case work, together with challenging project work. You will need to be a strong, balanced and persuasive communicator, with an enquiring mind and an eye for detail. The successful candidate will have the highest integrity, and be motivated by the prospect of unravelling complex issues in the cause of fairness and justice.

Company Introduction:

We’re home to Asia's most dynamic and vibrant capital markets.

Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day.

HKEX is a purpose-driven company. Our commitment to the long-term development of our business and our markets is articulated in our purpose: "To Connect, Promote and Progress our Markets and the Communities they support for the prosperity of all."

Job Summary:

You will be provided with an interesting mix of investigative and disciplinary case work, together with challenging project work. You will need to be a strong, balanced and persuasive communicator, with an enquiring mind and an eye for detail. The successful candidate will have the highest integrity, and be motivated by the prospect of unravelling complex issues in the cause of fairness and justice.

Job Duties:

Responsibilities:

• Investigate potential misconduct and breaches relating to the Listing Rules
• Conduct disciplinary action, including presentation before the Listing Committee
• Assist in all enforcement matters, including in furthering the objectives of the Department
• Provide assistance in formulating and implementing disciplinary and enforcement policy and procedures, and participating in other projects undertaken by the Department
  
  

Requirements:

• Qualified lawyer with at least 6 years of PQE
• Civil litigation with substantial experience in drafting pleadings (including further and better particulars), witness statements and legal advice
• Experience in Exchange disciplinary action SFC disciplinary/court action will be highly regarded
• Strong interpersonal and presentation skills
• Strong analytical, writing and advocacy skills
• Fluency in written and spoken English
• Good command of written and spoken Chinese (proficiency in Putonghua is preferred)
• Professional and mature
• Work commitment
• Team player
• Efficient and able to multi-task
  
  

HKEX is committed as an Equal Opportunity Employer. Diversity is one of our core values and we look to support, respect diverse perspectives, abilities, culture and experiences within our workplace.

Location:

Shift:

N/A

Scheduled Weekly Hours:

0

Worker Type:

Permanent