Process Management & Risk Monitoring Manager (Corporate Banking)

Bank of Communications Hong Kong Branch; Hong Kong; On-site; HKD 500,000 - 900,000; Full time

Job summary

Bank of Communications Hong Kong Branch is seeking an experienced AML/KYC Compliance professional to support corporate banking operations in Hong Kong. The role focuses on customer due diligence, ongoing review, and regulatory compliance across AML/KYC frameworks.

The ideal candidate will hold HKQF level 5 or equivalent, have at least 3 years of CDD/KYC experience, and possess CAMS/AAMLP/CAMLP qualifications as a plus. Strong communication and analytical skills are essential.

Qualifications

• Degree holder or equivalent qualifications at HKQF level 5.
• Minimum 3 years’ relevant experience in CDD and/or KYC in corporate banking.
• CAMLS/AAMLP/CAMLP qualifications are a definite advantage.
• Strong understanding of AML and KYC regulations and bank policies.
• Detail-minded and a good team player with strong communication skills.

Responsibilities

• Review customer profile and KYC documents for on-boarding, periodic review and trigger event review to ensure compliance with regulatory requirements and the Bank’s internal policies and procedures before submission for senior management approval.
• Provide advice to business units on AMT/CFT and compliance requirement.
• Liaise with internal units from legal and compliance perspectives to resolve KYC/AML matters when necessary.
• Perform various tasks in relation to Anti-Money Laundering including transaction monitoring, account opening and account review.
• Supervise and support the operations of Corporate and Commercial banking, to ascertain adherence to proper procedures.
• Assist team head to maintain and implement control policies and procedures.
• Analyze the relevant operational risk incidents, perform risk assessment on business and follow up the implementation of rectification action of risk events.
• Assist monitor y parties to conduct ad hoc on-site internal control reviews, provide control recommendations and produce relevant reports

Skills

Communication skills

Detail-oriented

Team player

Regulatory knowledge

Education

Bachelor’s degree / HKQF Level 5 equivalent

Tools

Excel

MS Office

Job description

Responsibilities

• Review customer profile and KYC documents for on-boarding, periodic review and trigger event review to ensure compliance with regulatory requirements and the Bank’s internal policies and procedures before submission for senior management approval
• Provide advice to business units on AMT/CFT and compliance requirement
• Liaise with internal units from legal and compliance perspectives to resolve KYC/AML matters when necessary
• Perform various tasks in relation to Anti-Money Laundering including transaction monitoring, account opening and account review
• Supervise and support the operations of Corporate and Commercial banking, to ascertain adherence to proper procedures
• Assist team head to maintain and implement control policies and procedures
• Analyze the relevant operational risk incidents, perform risk assessment on business and follow up the implementation of rectification action of risk events
• Assist monitory parties to conduct ad hoc on-site internal control reviews, provide control recommendations and produce relevant reports

Requirement

• Degree holder or equivalent qualifications at HKQF level 5
• Minimum 3 years’ relevant experience in CDD and/or KYC in corporate banking
• Relevant qualification in CAMS, AAMLP, CAMLP will be a definite advantage
• Strong understanding of Anti-Money Laundering (AML) and Know Your Customer regulations and relevant bank policies, procedures and practices
• Detail-minded and a good team player with strong communication skills
• Proficient in PC skills and MS Office applications, especially in excel
• Candidates with less experience will be considered as Deputy Process Management & Risk Monitoring Manager