Part-Time Responsible Officer: SFC Type 4 & 9, Quant Fund

Aptitude Connect Limited

Hong Kong

On-site

HKD 335,000 - 670,000

Part time

14 days+
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Job summary

Aptitude Connect Limited seeks a part-time SFC Type 4 & 9 Responsible Officer with quantitative trading experience to oversee licensed activities in Hong Kong. This role focuses on governance, compliance, and regulatory reporting for a new Quantitative Fund, not holding client assets, PI only.

The successful candidate will supervise Type 4 and 9 activities, advise on daily operations for lawfulness, liaise with the SFC, and support fund establishment across jurisdictions.

Qualifications

  • SFC accreditation as RO is required.
  • Minimum 3 years' fund management experience in the past 6 years.
  • Quantitative trading experience is preferred.
  • Fluent English in written and spoken form.

Responsibilities

  • Supervise Type 4 & 9 regulated activities as RO.
  • Advise on daily operations to ensure compliance with laws and regulations.
  • Act as a point of contact for regulatory inquiries with the SFC.
  • Oversee fund establishment and structuring across jurisdictions.

Skills

Quantitative trading
Fund management
Regulatory compliance
English communication

Education

SFC Responsible Officer accreditation

Job description

Aptitude Connect Limited seeks a part-time SFC Type 4 & 9 Responsible Officer with quantitative trading experience to oversee licensed activities in Hong Kong. This role focuses on governance, compliance, and regulatory reporting for a new Quantitative Fund, not holding client assets, PI only.

The successful candidate will supervise Type 4 and 9 activities, advise on daily operations for lawfulness, liaise with the SFC, and support fund establishment across jurisdictions.

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