Market Conduct Compliance Analyst – Impact & Risk

AIA Hong Kong and Macau

Hong Kong

On-site

HKD 300,000 - 520,000

Full time

10 days ago

Get a reply from this employer

Your resume and cover letter, tailored to exactly what they’re hiring for.

Get past ATS filters

Job summary

AIA Hong Kong and Macau is seeking a Market Conduct Compliance professional to support the Associate Director and ensure operations comply with group policies and local regulations. You will assist in disciplinary committees, perform data-driven monitoring of sales conduct, prepare compliance reports, and support policy implementation across the organization.

Strong English and Chinese communication skills required; degree and compliance qualifications preferred.

Qualifications

  • Bachelor’s degree in Accounting, Finance, Law or Business.
  • Minimum 2 years’ experience in compliance, risk management, or internal controls in financial services.
  • Professional qualification in life insurance, compliance, internal audit or related disciplines preferred.
  • Good interpersonal and communication skills; able to work under pressure.
  • Strong written and spoken English and Chinese.

Responsibilities

  • Assist in Intermediary Disciplinary Committees and prepare reporting.
  • Review red flag / suspicious cases using data analytics and monitoring tools.
  • Prepare sales compliance reporting and conduct reviews.
  • Support Group policies and local regulatory requirements implementation.
  • Perform ad hoc compliance tasks and back up teammates.

Skills

Interpersonal communication
Bilingual English/Chinese
Independent and able to work under压力

Education

Bachelor’s degree in Accounting, Finance, Law or Business
Professional qualification in life insurance, Compliance, Internal Audit or related disciplines

Job description

AIA Hong Kong and Macau is seeking a Market Conduct Compliance professional to support the Associate Director and ensure operations comply with group policies and local regulations. You will assist in disciplinary committees, perform data-driven monitoring of sales conduct, prepare compliance reports, and support policy implementation across the organization.

Strong English and Chinese communication skills required; degree and compliance qualifications preferred.

Get your free, confidential resume review.

or drag and drop your file here.

Similar jobs

Similar jobs worth comparing

Senior Market Conduct Compliance Specialist
Senior Market Conduct Compliance Specialist

AIA Hong Kong • Hong Kong

On-site
HKD 700,000 - 900,000
Senior Market Conduct & Compliance Analyst
Senior Market Conduct & Compliance Analyst

AIA • Hong Kong

On-site
HKD 600,000 - 1,000,000
Senior Market Conduct & Compliance Analyst
Senior Market Conduct & Compliance Analyst

AIA Australia • Hong Kong

On-site
HKD 420,000 - 720,000
Market Conduct Compliance, Senior Analyst
Market Conduct Compliance, Senior Analyst

AIA Hong Kong • Hong Kong

On-site
HKD 700,000 - 900,000
Market Conduct Compliance, Senior Analyst
Market Conduct Compliance, Senior Analyst

AIA Group • Hong Kong

On-site
HKD 360,000 - 600,000
Market Conduct Compliance, Senior Analyst
Market Conduct Compliance, Senior Analyst

AIA Australia • Hong Kong

On-site
HKD 420,000 - 720,000
Market Conduct Compliance, Senior Analyst
Market Conduct Compliance, Senior Analyst

AIA Hong Kong and Macau • Hong Kong

On-site
HKD 300,000 - 520,000
Regulatory Compliance Specialist – HK & Macau
Regulatory Compliance Specialist – HK & Macau

Aon Corporation • Hong Kong

On-site
HKD 480,000 - 720,000
Compliance Officer
Compliance Officer

Aon Corporation • Hong Kong

On-site
HKD 480,000 - 720,000
Market Conduct Compliance, Senior Analyst
Market Conduct Compliance, Senior Analyst

AIA • Hong Kong

On-site
HKD 600,000 - 1,000,000