Equity Derivatives Risk & Compliance Associate

GF Holdings (Hong Kong) Corporation Ltd; Hong Kong Island; On-site; HKD 480,000 - 800,000; Full time

Job summary

GF Holdings (Hong Kong) Corporation Ltd is seeking an Associate (Compliance and Risk Control) for Equity Derivatives. You will perform day-to-day review and process approvals, supporting OTC derivatives business and risk data reporting.

You will monitor risk, AML, customer due diligence, and exception handling, and assist in regulatory tracking, policy updates, and risk training. Strong Mandarin and English communication skills are required.

Qualifications

• Master's degree or above.
• 2-5 years or more relevant work experience in compliance and risk control in sizable securities firms or financial institutions.
• Familiarity with rules governing OTC derivatives or securities lending business is preferred.
• Proactive, rigorous and detail-oriented, with a strong sense of responsibility, quick learning ability, good teamwork spirit.
• High work efficiency, strong resilience under pressure.

Responsibilities

• Day-to-day review and process approval for Equity Derivatives.
• Support ongoing review of OTC derivatives business, including trade-flow approval, product/proposal review, risk-data reporting, and self-assessments.
• Monitor risk, AML, and exception handling across portfolios; perform due diligence and source-of-funds checks.
• Track regulatory developments, maintain policies, and deliver risk-awareness training.
• Administer limits and margin requirements; draft exception and risk-committee papers.

Skills

Mandarin and English communication

Education

Master's degree

Job description

GF Holdings (Hong Kong) Corporation Ltd is seeking an Associate (Compliance and Risk Control) for Equity Derivatives. You will perform day-to-day review and process approvals, supporting OTC derivatives business and risk data reporting.

You will monitor risk, AML, customer due diligence, and exception handling, and assist in regulatory tracking, policy updates, and risk training. Strong Mandarin and English communication skills are required.