Equities Compliance Analyst – Hong Kong

Goldman Sachs Bank AG; Hong Kong; On-site; HKD 500,000 - 900,000; Full time

Job summary

Goldman Sachs in Hong Kong seeks an Analyst for GBM Public Compliance to identify and manage regulatory, legal and reputational risks for Equities. You will support Sales, Trading and Prime Brokerage, coordinate regulatory responses, and help develop policies and training across the Equities space.

The role requires 3+ years in advisory compliance, Mandarin skills are a plus, and the ability to work in a fast-paced, client-focused environment on a multi-dimensional desk.

Qualifications

• Degree level or equivalent (not essential if has relevant working experience).
• 3+ years relevant experience working in advisory compliance function covering Equities.
• Business mandarin speaker and Chinese reader is an advantage.
• Pro-active, self-motivated, assertive and well organised.
• Ability to work independently and yet remain a strong team player.
• Forward looking, focused on streamlining processes and increasing efficiency.
• Demonstrates the ability to resolve conflict, deal with confrontation, and remain calm under pressure.

Responsibilities

• Provide real-time compliance advice to business personnel of all levels, with regards to the rules, regulation and internal policies that govern their businesses
• Compliance representative for business led projects/initiatives
• Developing and updating policies & procedures applicable to Equities
• Help develop and deliver training as part of ongoing Compliance training program tailored to suit the individual requirements of our various businesses, in addition to delivering ad-hoc training as and when required
• Coordinate with the broader Global Markets Compliance Team on Global (EMEA or Americas) initiatives and projects as a representative for Equities Compliance
• Assisting with the interpretation and implementation of new rules/regulation
• Coordinating responses to ad-hoc regulatory enquiries

Skills

Equities advisory experience

Regulatory knowledge

Advisory compliance

Mandarin speaking

Team player

Education

Degree level or equivalent

Job description

Goldman Sachs in Hong Kong seeks an Analyst for GBM Public Compliance to identify and manage regulatory, legal and reputational risks for Equities. You will support Sales, Trading and Prime Brokerage, coordinate regulatory responses, and help develop policies and training across the Equities space.

The role requires 3+ years in advisory compliance, Mandarin skills are a plus, and the ability to work in a fast-paced, client-focused environment on a multi-dimensional desk.