Compliance Quality Assurance (Assistant) Manager

Ping An Digital Bank; Hong Kong; On-site; HKD 420,000 - 640,000; Full time

Job summary

Ping An Digital Bank in Hong Kong is seeking an experienced compliance professional to conduct AML/CFT reviews (CDD, monitoring, sanctions) and support governance across retail, business, investment, and insurance areas.

The role requires strong analytical and language skills in English and Chinese, plus 3+ years in compliance monitoring or auditing. A proactive, detail-oriented mindset is essential for timely regulatory actions.

Qualifications

• Bachelor degree holder or above.
• At least 3 years’ relevant experience in compliance monitoring or auditing.
• Knowledge in AML/CFT and AML-related qualification (eg. CAMS) is a plus.
• Knowledge in regulatory compliance matters (retail banking, business banking, investment and insurance) is a plus.

Responsibilities

• Conduct regular AML/CFT compliance reviews including CDD, transaction monitoring, and sanction screening.
• Lead AML/CFT thematic reviews and respond to regulatory authority requests.
• Develop and maintain QA plans for new product launches.
• Assist in conflict of interest reviews and governance framework.
• Provide guidance on regulatory compliance across retail, business, investment, and insurance.
• Follow up corrective actions from testing results.
• Review and update QA/compliance policies to reflect regulatory changes.
• Support regulatory compliance function and assist the head of regulatory compliance.
• Support ad hoc projects and other compliance tasks.

Skills

Detail-oriented

Analytical thinking

Critical thinking

English and Chinese

Education

Bachelor degree or above

Job description

• Conduct regular compliance review program for AML/CFT including CDD, transaction monitoring, sanction screening, anti-bribery, etc
• Conduct AML/CFT thematic review, based upon the red flags, findings from internal or external auditors, or as an immediate response upon the requests from the relevant regulatory authorities
• Set up Compliance QA plan for new product launching
• Assist to manage and conduct conflict of interest related reviews, assessments and framework governance
• Provide advice on regulatory compliance matters including retail banking, business banking, investment and insurance related matters
• Follow up on the corrective actions for the findings from the testing results
• Review and update QA compliance and conflict of interest related policies and procedures to reflect the regulatory changes
• Support the regulatory compliance function and assist the head of regulatory compliance from time to time
• Support ad hoc projects
• Assist in other compliance related tasks as assigned

Experience, Qualifications and Skills

• Bachelor degree holder or above
• At least 3 years’ relevant experience, with authorized institutions in compliance monitoring or auditing
• Knowledge in AML/CFT, and AML-related qualification (eg. CAMS) is a plus
• Knowledge in regulatory compliance matters (especially retail banking, business banking, and/or investment and insurance) is a plus
• Detail-oriented with good analytical and critical thinking skills
• Good command of English and Chinese

Personal information collected is strictly for recruitment purpose only.