Compliance Quality Assurance (Assistant) Manager

Ping An Digital Bank; Hong Kong; On-site; HKD 480,000 - 720,000; Full time

Job summary

Ping An Digital Bank in Hong Kong seeks an experienced compliance professional to oversee AML/CFT monitoring and QA governance. You will conduct regular reviews including CDD, transaction monitoring, sanctions screening, and anti-bribery controls, driving improvements across retail and investment compliance.

The role requires at least 3 years of compliance monitoring or auditing experience, a bachelor’s degree, and proficiency in English and Chinese. CAMS is a plus.

Qualifications

• Bachelor degree holder or above.
• At least 3 years’ relevant experience in compliance monitoring or auditing.
• Knowledge in AML/CFT; AML-related qualification (eg. CAMS) is a plus.
• Knowledge in regulatory compliance matters (retail banking, business banking, and/or investment and insurance) is a plus.
• Detail-oriented with good analytical and critical thinking skills.
• Good command of English and Chinese.

Responsibilities

• Conduct regular compliance review program for AML/CFT including CDD, transaction monitoring, sanction screening, anti-bribery, etc.
• Conduct AML/CFT thematic review, based upon red flags, findings from internal or external auditors, or as an immediate response upon requests from regulatory authorities
• Set up Compliance QA plan for new product launching
• Assist to manage and conduct conflict of interest related reviews, assessments and framework governance
• Provide advice on regulatory compliance matters including retail banking, business banking, investment and insurance related matters
• Follow up on the corrective actions for the findings from the testing results
• Review and update QA compliance and conflict of interest related policies and procedures to reflect the regulatory changes
• Support the regulatory compliance function and assist the head of regulatory compliance from time to time
• Support ad hoc projects
• Assist in other compliance related tasks as assigned

Skills

Attention to detail

Analytical thinking

Critical thinking

English & Chinese

Education

Bachelor degree or above

Job description

• Conduct regular compliance review program for AML/CFT including CDD, transaction monitoring, sanction screening, anti-bribery, etc
• Conduct AML/CFT thematic review, based upon the red flags, findings from internal or external auditors, or as an immediate response upon the requests from the relevant regulatory authorities
• Set up Compliance QA plan for new product launching
• Assist to manage and conduct conflict of interest related reviews, assessments and framework governance
• Provide advice on regulatory compliance matters including retail banking, business banking, investment and insurance related matters
• Follow up on the corrective actions for the findings from the testing results
• Review and update QA compliance and conflict of interest related policies and procedures to reflect the regulatory changes
• Support the regulatory compliance function and assist the head of regulatory compliance from time to time
• Support ad hoc projects
• Assist in other compliance related tasks as assigned

Experience, Qualifications and Skills

• Bachelor degree holder or above
• At least 3 years’ relevant experience, with authorized institutions in compliance monitoring or auditing
• Knowledge in AML/CFT, and AML-related qualification (eg. CAMS) is a plus
• Knowledge in regulatory compliance matters (especially retail banking, business banking, and/or investment and insurance) is a plus
• Detail-oriented with good analytical and critical thinking skills
• Good command of English and Chinese

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