Compliance Officer / Senior Officer , AML

Futu Holdings Limited; Hong Kong; On-site; HKD 500,000 - 800,000; Full time

Job summary

Futu Holdings Limited is seeking an AML Compliance professional to assist in daily AML program operations and to lead a team of AML officers and analysts in Hong Kong. You will support policy development, risk assessments, investigations reviews, and monitoring enhancements while coordinating with regulators and auditors.

The role requires 2+ years in AML/compliance, knowledge of FATCA/CRS is a plus, and professional AML qualifications like ACAMS or AAMLP are advantageous.

Qualifications

• Undergrad degree in Law, Accountancy, Finance, or related disciplines.
• Minimum 2 years of AML compliance and trade surveillance experience; FATCA/CRS is a plus.
• Professional AML qualification such as ACAMS or AAMLP is advantageous.
• Strong understanding of AML laws and regulatory requirements (SFC focus).
• Excellent verbal and written communication skills in English and Chinese; Mandarin a plus.

Responsibilities

• Assist in managing the day-to-day operations of the AML compliance program.
• Oversee a team of AML compliance officers and analysts.
• Support development and implementation of AML policies, procedures and controls.
• Assist in conducting AML risk assessments using risk-based approaches.
• Review and approve AML investigations and SARs.
• Contribute to enhancement of AML monitoring systems and processes.
• Assist in managing relationships with regulators and external auditors on AML matters.
• Support development and delivery of AML training programs for staff.
• Assist in preparing management reports on AML activities.
• Participate in industry forums and stay updated on AML regulatory changes and best practices.
• Support integration of AML compliance into new products, services, and technologies.
• Mentor and guide junior AML staff.
• Collaborate with other compliance and business units for holistic AML risk management.
• Assist in responding to regulatory examinations related to AML.

Skills

AML compliance

Trade surveillance

Regulatory knowledge

Bilingual English/Chinese

ACAMS/AAMLP beneficial

Self-motivated

Analytical skills

Communication at all levels

Education

Undergraduate degree in Law/Accountancy/Finance

Job description

• Assist in managing the day-to-day operations of the AML compliance program
• Oversee a team of AML compliance officers and analysts
• Support the development and implementation of AML policies, procedures, and controls
• Assist in conducting AML risk assessments with risk-based approaches
• Review and approve AML investigations and Suspicious Activity Reports (SARs)
• Contribute to the enhancement of AML monitoring systems and processes
• Assist in managing relationships with regulators and external auditors on AML matters
• Support the development and delivery of AML training programs for staff
• Assist in preparing management reports on AML activities
• Participate in industry forums and stay updated on AML regulatory changes and best practices
• Support the integration of AML compliance into new products, services, and technologies
• Mentor and guide junior AML compliance staff
• Collaborate with other compliance and business units to ensure a holistic approach to AML risk management
• Assist in managing and responding to regulatory examinations related to AML

Requirements:

• Undergraduate Degree in Law, Accountancy, Finance, or related disciplines
• Minimum 2 years of AML compliance and trade surveillance experience, experience of FATCA and CRS is a plus
• Professional qualification on AML such as ACAMS, AAMLP is an advantage
• Good understanding of AML laws and regulations, SFC codes and regulatory requirements
• Self-motivated, independent, able to communicate effectively at all levels
• Strong communication and analytical skills as well as high degree of professional maturity
• Excellent verbal and written communication skills both in Chinese and English, proficiency in Mandarin is a plus