Compliance Officer

Acts Consulting Co. 毅知顧問公司; Hong Kong; On-site; HKD 180,000 - 280,000; Full time

Job summary

Acts Consulting Co. 毅知顧問公司 in Hong Kong is seeking a compliance professional to carry out all compliance functions to ensure the company adheres to relevant legal and regulatory requirements.

You will develop and update compliance policies and procedures, prepare internal and external compliance reports, and prepare license applications while answering regulator inquiries on compliance matters. Candidate with 0-1 year of experience may apply, with more experienced candidates considered for a

Qualifications

• Degree in Accounting / Law / Finance or related disciplines.
• 0-1 year of compliance/audit experience.
• Knowledge of HK securities brokerage and anti-money laundering requirements.
• Knowledge of SFC / HKEx rules and regulatory compliance.
• Mature, self-motivated with positive attitude and drive for excellence.
• Proficiency in English and Chinese with Putonghua fluency.

Responsibilities

• Carry out all compliance functions to ensure adherence to legal and regulatory requirements.
• Develop and update compliance policies and procedures.
• Prepare internal and external compliance reports.
• Prepare license applications and answer regulator enquiries on compliance matters.
• Assist in ad hoc projects.

Skills

Regulatory knowledge

Attention to detail

Bilingual English/Chinese (Putonghua)

Education

Degree in Accounting/Law/Finance

Job description

Carry out all compliance functions to ensure the Company adheres to relevant legal and regulatory requirements;

Develop and update compliance policies and procedures;

Prepare internal and external compliance report;

Prepare license applications and answer enquiries from regulators on compliance matters;

Assist in ad hoc projects.

Requirements

Degree holder in Accounting / Law / Finance or related disciplines;

0-1 year of working experience on compliance and audit function;

Knowledgewith HK legal and regulatory requirements on securities brokerage and anti-money laundering is preferred;

Knowledgein SFC / HKEx rules and regulations and their compliance / practice;

Mature, self-motivated and equipped with positive attitude and passion for performance excellence;

Proficiency in written and spoken English and Chinese with fluency of Putonghua.

Candidate with more experience may be considered as Compliance Manager.