Compliance Consultant - Financial Services, Fortune 500

Axiom Talent Platform; Hong Kong; Hybrid; HKD 420,000 - 720,000; Full time

Benefits offered by this job

Health benefits

CPF/MPF contributions

Remote/Onsite/Hybrid options

Professional development resources

Job summary

Axiom Talent Platform is seeking a Compliance Consultant to provide long-term support to a Fortune 500 global client in the financial services sector. You will manage investor onboarding from a compliance perspective, review subscription and onboarding documents, perform KYC/AML/DD, and conduct sanctions screening.

The role offers flexible engagement options—remote, onsite or hybrid—along with a highly competitive compensation and benefits package including health benefits and CPF/MPF

Qualifications

• Bachelor’s degree in Law, Finance, Business, Economics, or a related field.
• Cica 4 - 8 (+) years experience in a compliance, AML/KYC, or due diligence role within banks, investment management, or other financial services
• Strong attention to detail, ability to handle multiple deadlines, and clear written and verbal communication skills

Responsibilities

• Manage investor onboarding from a compliance perspective, including review of subscription and onboarding documents
• Perform KYC/AML/DD on investors, deals, assets, and other counterparties
• Conduct targeted research on investors, assets, and ownership structures, and present findings in clear, concise summaries
• Conduct sanctions screening

Skills

Attention to detail

Multitasking

Written and verbal communication

Education

Bachelor’s degree in Law, Finance, Business, Economics, or related field

Job description

We are currently seeking a Compliance Consultant to longer term support to our Fortune 500 global client in financial services sector:

Responsibilities

• Manage investor onboarding from a compliance perspective, including review of subscription and onboarding documents
• Perform KYC/AML/DD on investors, deals, assets, and other counterparties
• Conduct targeted research on investors, assets, and ownership structures, and present findings in clear, concise summaries
• Conduct sanctions screening

Requirements

• Bachelor’s degree in Law, Finance, Business, Economics, or a related field
• Cica 4 - 8 (+) years experience in a compliance, AML/KYC, or due diligence role within banks, investment management, or other financial services
• Strong attention to detail, ability to handle multiple deadlines, and clear written and verbal communication skills

Why Join Axiom

This role offers a highly competitive compensation and benefits package in the alternative legal services marketplace, that includes health benefits, CPF/MPF contributions and more. Axiomites also get access to professional development resources and learning and development programs. Axiom provides the opportunity to work remotely, onsite or hybrid, depending on client requirements.

Axiom is the global leader in high-calibre, on-demand legal talent. Covering North America, the UK, Europe, and APAC, we enable legal departments to drive efficiency and growth and meet the demands of today’s business landscape with best in breed alterative legal services.

Axiom is a leader in diversity, inclusion, and social engagement. Diversity is core to our values and we are proud to be an equal opportunity employer. We are proud to be named a best place to work for LGBTQ+ Equality, earning top marks in the 2021 Corporate Equality Index for the second consecutive year. Axiom’s legal department is Mansfield certified and is committed to considering at least 50% diverse candidates for leadership roles and outside counsel representation.

Axiom respects your privacy. For an explanation of the kind of information we collect about you and how it is used, our full privacy notice is available here. Employment with Axiom may be contingent upon successful completion of a background check, providing proof of identity, and possessing the necessary legal authorization to work. By submitting an application, you acknowledge that all information contained therein, and provided at any part of the application process, is correct and accurate to the best of your knowledge.

World-class clients

our global presence provides direct access to opportunities with leading companies, including F100 organizations, allowing you to roadmap your career with exciting and challenging work.

Flexibility

we work with you to achieve the highest level of flexibility – in the way that you define it. Whether you prefer remote work, a greater breadth of exposure, or even more personal time – we present you with opportunities that help you reach these goals.

A dedicated talent team

we put in the effort to make sure your experience is nothing short of exceptional. You will be assigned a dedicated talent partner that oversees your journey with us from when you join Axiom, to starting your first engagement, and all future engagements!

Equal Opportunity Employer

Axiom ensures equal employment opportunity in recruitment and employment, without discrimination or harassment on the basis of race, color, nationality, national or ethnic origin, religious creed or belief, political opinion, sex, gender reassignment, pregnancy or maternity, age, disability, alienage or citizenship status, marital (or civil or other partnership recognized by law) status, genetic predisposition or carrier status, sexual orientation, military service, or any other characteristic protected by applicable law. Axiom prohibits and will not tolerate any such discrimination or harassment.

Accommodation for Individuals with Disabilities

Upon request and consistent with applicable laws, Axiom will provide reasonable accommodations for individuals with disabilities who require an accommodation to participate in each stage of the recruitment process. To request an accommodation to complete the application form, please contact us at [e-mail] and include “Applicant Accommodation” in the subject line.

We understand that many legal professionals have chosen to adopt the consultancy model, and we are happy to discuss this option with you. We offer both consultants and employees the opportunity to work with our enviable client roster. Contact us in complete confidence to find out more about opportunities to work with Axiom as an employee or consultant.