AVP, General & Regulatory Compliance - Strategy & Oversight

China Merchants Bank Co., Ltd., Hong Kong Branch

Hong Kong Island

On-site

HKD 900,000 - 1,200,000

Full time

4 days ago

Be an early applicant

Get a reply from this employer

Your resume and cover letter, tailored to exactly what they’re hiring for.

Get past ATS filters

Job summary

China Merchants Bank Co., Ltd., Hong Kong Branch is seeking an SM to AVP-level professional in General & Regulatory Compliance within the Legal & Compliance Department. The role focuses on proactive regulatory advisory across licensing, FATCA/CRS, investment, custody, trustee services, and related business units to ensure adherence to internal controls and legal requirements.

The incumbent will review and enforce compliance programs, develop bank-wide policies, handle regulator inquiries

Qualifications

Experience in general compliance within banking/financial sector preferred.
Knowledge of HKMA/SFC regulations is required.
Ability to conduct gap analyses and monitor compliance programs.
Strong written and spoken English and Chinese (Putonghua) is expected.

Responsibilities

Provide proactive compliance advisory to business units on licensing and regulatory matters.
Review and enforce compliance programs and align with regulatory guidelines.
Develop, review and update bank-wide compliance policies and internal controls.
Coordinate with regulators and handle regulatory inquiries.
Conduct regular and ad-hoc compliance reviews and self-assessments.
Participate in compliance-related projects and system enhancements.
Track regulatory changes and communicate impacts to relevant units.
Deliver internal trainings on compliance topics.