Associate / Analyst, Central Compliance

Gfgroup; Hong Kong; On-site; HKD 300,000 - 600,000; Full time

Job summary

Gfgroup is seeking an Associate / Analyst for Central Compliance in Hong Kong. The role involves planning and executing compliance monitoring programs, reviewing transactions, and supporting investigations in coordination with regulators.

Strong analytical and Chinese writing abilities are essential. The candidate should have a degree in Law, Finance, Accounting or related fields, be self-motivated and able to work independently in a dynamic environment, with knowledge of SFC, HKEX and IA rules.

Qualifications

• Degree in Law, Finance, Accounting, or Corporate Governance or related discipline.
• Strong analytical ability and Chinese writing skills.
• Good interpersonal and communication skills, able to work independently.
• Familiar with SFC, HKEX and IA regulations.
• Preference for 3+ years in compliance monitoring; fresh analysts may apply.

Responsibilities

• Assist in planning, development and execution of compliance monitoring programs and reviews.
• Prepare conclusion reports with recommendations on compliance issues.
• Handle regulatory requests and communicate with regulators timely.
• Manage staff declarations on personal trading and outside engagements.
• Help prepare regular and ad-hoc compliance management reports.
• Assist in developing and implementing compliance training programs.
• Disseminate regulatory requirements to relevant business units and monitor implementation.

Skills

Strong analytical

Chinese writing

Interpersonal communication

Independent work

Self-motivated

Education

Law/Finance/Accounting/Corporate Governance degree

Job description

Associate / Analyst, Central Compliance

Department：Legal & Compliance Publish Time： 2026/10/26 Location：Hong Kong

Responsibilities

• Assist in planning, development and execution of compliance monitoring program, transaction reviews and/or trade surveillance
• Perform compliance monitoring and reviews to ensure compliance with applicable legal and regulatory requirements and group policies, and assist senior compliance officer in the drafting of conclusion report with appropriate recommendations on compliance issues and findings as identified
• Handle regulatory requests such as reporting, inquiries, investigations and inspections and ensure smooth, accurate and timely communication with regulators
• Handle staff declarations on personal account trading and outside engagement and carry out relevant monitoring according to the internal group policies
• Assist in preparing regular and ad-hoc compliance management reports
• Assist in developing and implementing compliance training program
• Disseminate latest regulatory requirements to relevant business and support units and follow-up with the respective units on implementation plan, if required

Requirement

• Degree holder in Law, Finance, Accounting, Corporate Governance or related discipline
• Strongly self-motivated, quick learner and able to work independently in highly dynamic environment
• Strong analytical and Chinese writing skills, in particular, formal Chinese report drafting
• Good interpersonal and communication skills
• Sound knowledge in rules and regulations administered by the SFC, HKEX and Insurance Authority (IA)
• Minimum of 3 years solid experience in compliance monitoring preferably in Chinese financial institutions or regulatory bodies (Note: Candidate with less than 3 years’ experience could apply for Analyst position
• Immediately available is highly preferred