AML Specialist (CDD) - Private banking

E.SUN Commercial Bank, Ltd.; Hong Kong; On-site; HKD 600,000 - 1,000,000; Full time

Job summary

E.SUN Commercial Bank, Ltd. in Hong Kong is seeking an AML/KYC professional to lead onboarding for Private Banking clients and to review client documentation for accuracy and regulatory compliance.

The role involves assessing sources of wealth, conducting background checks, and ensuring proper corroboration with KYC and SOW standards. The successful candidate will deliver AML training, identify procedural weaknesses, and participate in ad-hoc projects while maintaining a high level of attention

Qualifications

• University degree holder preferably in law, finance, accounting disciplines.
• Professional AML/CFT qualifications (e.g. AAMLP, ACAMS, CGSS) is an advantage.
• At least 5 years of experience in account opening/review including KYC/SOW in Private Banking.

Responsibilities

• Responsible for new client onboarding, existing client periodic review/trigger events for Private Banking clients.
• Review account opening and client documents for accuracy, completeness, and regulatory compliance (KYC and SOW).
• Review clients' SOW profiles, conduct background checks, and verify supporting documents.
• Process name screening and prepare PEP & Negative media assessment.
• Develop and deliver regular AML/compliance training for staff.
• Identify training needs and systemic weaknesses to mitigate financial crime risks.
• Ad-hoc project assignments.

Skills

Mandarin fluency

Analytical thinking

Independence

Team player

Education

Bachelor degree

Job description

Job Description

• Responsible for new client onboarding, existing client periodic review/ trigger event, etc for Private Banking clients.

• Review a wide range of account opening and client documentation submitted by frontline to ensure accuracy, completeness and in line with the Bank's compliance and KYC requirements and as well as the regulatory requirements;

• Review clients' source of wealth (SOW) profiles, conducting background checks, and verifying supporting documents to ensure proper corroboration of SOW;

• Process name screening and prepare PEP & Negative media assessment.

• Develop and deliver regular training programs for staff to promote awareness of AML policies and compliance requirements.

• Identify training needs and systemic weaknesses in procedures to enhance compliance efforts and mitigate financial crime risks.

• Ad-hoc project as assigned

Requirements:

• University degree holder preferably in law, finance, accounting disciplines

• Professional AML/CFT qualifications (e.g. AAMLP, ACAMS, CGSS, etc.) is an advantage

• At least 5 years of experience in account opening/ account reviews including KYC / SOW review within the Private Banking industry

• Good knowledge of Private Banking products and services and regulatory environment

• Fluent in Mandarin (both written and verbal) is required Initiative and able to work independently.

• Strong analytical, problem-solving and strategic thinking skills with strong attention to detail

• A collaborative team player, with positive, can-do attitude, proactive self-starter

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## More Job Information

Job Function

• 銀行 · 金融服務 - 風險管理

Location

• 尖沙咀

Location

• 油尖旺區

Employment Term

• 全職

Education

• 學士