AML Compliance Manager, STR Investigation & Reporting

Shanghai Commercial Bank Ltd; Hong Kong; On-site; HKD 480,000 - 600,000; Full time

Job summary

Shanghai Commercial Bank Ltd. is seeking an AML/CFT Compliance Analyst in Hong Kong to monitor and assess alerts from transaction monitoring and screening systems.

You will prepare STR filings and support regulatory reporting, helping ensure alignment with evolving AML/CFT standards. The role requires at least 3 years of AML/CFT experience, strong analytical and reporting skills, and the ability to advise business units on sanctions and compliance matters.

Qualifications

• Bachelor degree in a related field with strong analytical ability.
• Minimum 3 years of AML/CFT compliance experience and regulatory exposure.
• Well versed with AMLO and relevant regulatory requirements.
• Strong reporting and presentation skills; able to communicate with stakeholders clearly.

Responsibilities

• Investigate and assess alerts generated for transaction monitoring and screening.
• Prepare and file Suspicious Transactions Report ("STR") or equivalent regulatory reporting.
• Assist in maintenance and tuning on transaction monitoring systems and databases.
• Perform review and analysis on data and intelligence.
• Collaborate with internal stakeholders to provide AML/CFT compliance advice across units.
• Monitor regulatory developments and perform gap analyses where needed.
• Compile management information reports for senior oversight of STR trends.
• Perform ad hoc tasks as assigned.

Skills

AML/CFT compliance

Regulatory awareness

Analytical skills

Report writing

Presentation skills

Education

Bachelor degree

Tools

SAS

Python

SQL

Excel

VBA

Job description

Responsibilities:

• Investigate and assess alerts generated for transaction monitoring and screening
• Prepare and file Suspicious Transactions Report ("STR") or equivalent regulatory reporting to ensure they are aligned with regulatory requirements
• Assist in the performance of maintenance and tuning on transaction monitoring and screening systems and databases
• Perform review and analysis on data and intelligence
• Work closely with internal stakeholders and provide compliance advice on relevant AML/CFT/sanctions matters to all business and operation units
• Keep track on regulatory development and changes on AML/CFT/sanctions related matters and conduct gap analysis if necessary
• Compile management information reports for senior management's effective oversight of STR trend
• Perform ad hoc tasks as assigned from time to time

Requirements:

• Degree holder in Business Administration, Risk Management, Law or related disciplines
• Minimum 3 years of AML/CFT compliance experience
• Well versed with AMLO and relevant regulatory requirements
• Good analytical, report writing and presentation skills
• Good knowledge in banking systems and major operations such as remittance and trade finance
• Ability to work and analyse independently and to provide prompt recommendations
• Strong computer skills particularly in Excel and VBA, and proficiency in SAS, Python or SQL programming skills would be an advantage
• Great sense of ownership to ensure efficient and effective communication with internal stakeholders
• Strong commitment to team success, open communication and mutual support
• Good command of written and spoken English and Chinese

## More Job Information

Job Function

• 銀行 · 金融服務 - 一般 · 其他

Location

• 九龍城

Employment Term

• 全職

Education

• 學士