Wealth Compliance Analyst or Supervisor

JR United Kingdom; Sunderland; On-site; GBP 60,000 - 80,000; Full time

Job summary

A financial services client in Sunderland is looking for a Wealth Compliance Analyst or Supervisor to ensure adherence to compliance standards. This role involves supporting financial advisors and assisting with training new hires. The ideal candidate will have strong compliance experience and excellent stakeholder management skills, particularly in relation to UK financial regulations.

Qualifications

• Strong experience in compliance or audit within the financial services sector.
• Excellent stakeholder management and business partnering skills.
• Exposure to UK regulations and financial products.

Responsibilities

• Ensure client files comply with policies and regulatory standards.
• Provide support to financial advisors regarding training, competency, and compliance.
• Assist with training new hires on compliance processes and standards.
• Provide compliance support to the business and advisors.

Skills

Compliance expertise

Stakeholder management

Training and onboarding

Job description

Wealth Compliance Analyst or Supervisor

Location: Sunderland, Tyne and Wear, United Kingdom

Client: Meraki Talent

Job Category: Other

EU work permit required: Yes

Job Views: 3

Posted: 22.08.2025

Expiry Date: 06.10.2025

Job Description:

Meraki Talent’s Financial Services client is looking for a Wealth Compliance Analyst or Supervisor to join their team in Sunderland. This is a fantastic opportunity to join an expanding team and play a significant role in the growth and development of the compliance function with a clear progression path.

Responsibilities:

• Ensure client files comply with policies and regulatory standards
• Provide support to financial advisors regarding training, competency, and compliance
• Assist with training new hires on compliance processes and standards
• Provide compliance support to the business and advisors

Candidate Background:

• Strong experience in compliance or audit within the financial services sector
• Excellent stakeholder management and business partnering skills
• Exposure to UK regulations and financial products