VP, Compliance Control Room (Financial Markets)

Goldman Sachs Bank AG; Birmingham; On-site; GBP 70,000 - 90,000; Full time

Job summary

A global investment banking firm is seeking an experienced compliance officer for their Birmingham office. This role entails monitoring and controlling the flow of confidential information, ensuring compliance with legal obligations, and liaising with various divisions. Candidates should have over 8 years of compliance experience in financial services, strong knowledge of investment banking, and excellent communication skills. The position promises a dynamic and high-pressure working environment.

Benefits

Diversity and inclusion programs

Training and development opportunities

Wellness and personal finance offerings

Qualifications

• 8+ years of compliance experience in financial services, with control room and/or private side compliance background essential.
• Strong understanding of the current regulatory environment and financial markets.
• Ability to work in a high-pressure, fast-paced environment.

Responsibilities

• Interact with Global Banking & Markets and Asset Wealth Management Divisions to maintain Confidential Lists.
• Review research for compliance with legal obligations.
• Liaise with Legal to monitor and restrict trading activities.

Skills

Compliance experience

Strong understanding of Investment Banking

Excellent communication skills

Proficient in Microsoft Office

Education

College or university graduate

Tools

Alteryx

Tableau

Job description

A global investment banking firm is seeking an experienced compliance officer for their Birmingham office. This role entails monitoring and controlling the flow of confidential information, ensuring compliance with legal obligations, and liaising with various divisions. Candidates should have over 8 years of compliance experience in financial services, strong knowledge of investment banking, and excellent communication skills. The position promises a dynamic and high-pressure working environment.