UK Compliance Testing & Assurance Leader

Capital One; Nottingham; On-site; GBP 80,000 - 100,000; Full time

Job summary

A leading financial services firm in Nottingham is seeking a Head of UK Compliance Testing and Assurance. You will lead the Compliance Testing and Assurance Team, ensuring regulatory adherence and effective risk mitigation strategies. This role demands strong leadership and risk management skills within a regulated environment. A hybrid work model is available, with in-office days on Tuesday, Wednesday, and Thursday.

Benefits

Competitive salary

Pension scheme

Private medical insurance

Training programs

Flexible working arrangements

Qualifications

• Strong experience in Risk Management, ideally in a regulated Financial Services firm.
• Understanding of key regulations like Consumer Duty, AML, and GDPR.
• Significant experience in assessing business risks in relation to Compliance.

Responsibilities

• Lead the Compliance Testing and Assurance team.
• Design and execute effective Compliance Testing and Assurance Program.
• Monitor, test and ensure adherence to regulatory requirements.

Skills

Risk Management

Compliance Assurance

Verbal and Written Communication

Leadership

Problem Solving

Job description

A leading financial services firm in Nottingham is seeking a Head of UK Compliance Testing and Assurance. You will lead the Compliance Testing and Assurance Team, ensuring regulatory adherence and effective risk mitigation strategies. This role demands strong leadership and risk management skills within a regulated environment. A hybrid work model is available, with in-office days on Tuesday, Wednesday, and Thursday.