Treasury Operations & Regulatory Reporting Officer

HR GO Recruitment; Greater London; Hybrid; GBP 50,000 - 75,000; Full time

Job summary

HR GO Recruitment is seeking a detail-focused Treasury Operations & Regulatory Reporting Officer in the City of London to support settlement, reporting and governance across a busy banking environment. The role covers back-office operations across MM, FX, NDF, Securities, Bonds, CDs, Repos and IRS, with emphasis on EMIR and MiFID/MiFID II reporting, AML/CDD controls and daily CASS monitoring.

Full-time, office-based role requiring strong MS Office skills, excellent organisational ability and

Qualifications

• Experience in banking treasury operations, settlements or regulatory reporting.
• Strong knowledge of AML, CDD and CASS requirements.
• Excellent data accuracy and record-keeping.
• Proficient with MS Office and back-office systems.
• Experience with EMIR / MiFID reporting advantageous.

Responsibilities

• Support confirmation, settlement and investigation of treasury transactions.
• Review trade tickets across MM, FX, NDF, Securities, Bonds, CDs, Repos and IRS products.
• Maintain data and transaction records; file daily work.
• Assist with regulatory reporting, governance and remediation.
• Coordinate with reporting service providers and Head Office.
• Support project reporting, system upgrades and testing.
• Ensure AML checks and CDD for onboarding and monitoring.
• Handle daily CASS review and report breaches when needed.
• Carry out other duties as assigned by management.

Skills

MS Office

Attention to detail

Organisational skills

Communication

Regulatory reporting

AML / CDD

CASS

Banking experience

Mandarin (adv)

Job description

Treasury Operations & Regulatory Reporting Officer

Job Reference: 264978

Banking City of London, London Discussed upon application Permanent

Full time Monday to Friday Office based role

Salary Negotiable

We are looking for a detail-focused Treasury Operations & Regulatory Reporting Officer to support the timely and accurate settlement, confirmation, reporting, investigation and administration of Treasury business across a busy banking environment.

This role will support back office operations across MM, FX, NDF, Securities, Bonds, CDs, Repos and IRS activity, while also contributing to regulatory reporting governance and transaction reporting processes under EMIR, MiFID and MiFID II.

Key Responsibilities

• Support the confirmation, settlement and investigation of Treasury transactions, ensuring accurate processing within back office systems including GMO and SCMS.
• Review deal tickets and trade details across MM, FX, NDF, Securities, Bonds, CDs, Repos and IRS products.
• Manage settlement queries, non-receipts, late payments and confirmations by liaising with internal teams, management and external counterparties.
• Maintain relevant static data and transaction records, ensuring all daily work is filed and retained appropriately.
• Process swap instructions, bank charges, debit and credit interest charges, coupon notifications and IRS interest payments.
• Support collateral management activities including ISDA/CSA documentation, margin valuation, reconciliation, settlement, confirmation and dispute management.
• Complete daily transaction reporting, reconciliation and trade activity reporting accurately and on time.
• Assist with regulatory reporting completeness, accuracy, investigation, remediation and governance processes.
• Act as a liaison point with reporting service providers and support ongoing transaction reporting requirements under EMIR, MiFID and MiFID II.
• Provide back office administration support between Head Office and department staff.
• Support project reporting, process improvements, system upgrades, testing and implementation activity.
• Remain vigilant regarding AML procedures, complete required CDD and AML checks, maintain evidence for audit trail purposes and escape potential positive hits or suspicious activity in line with policy.
• Support daily CASS review operations, assess whether funds or credits relate to designated investment business and report any breaches in accordance with internal procedures.
• Carry out other duties as assigned by management.

About You

• Strong Microsoft Office skills.
• Excellent organisational ability and strong attention to detail.
• Confident communicator with the ability to work effectively with colleagues across different departments.
• Able to prioritise tasks, manage deadlines and delegate when necessary.
• Accurate reporting skills and a methodical approach to reconciliations and documentation.
• A collaborative team player with a responsible and accountable approach to work.
• Understanding of AML, CDD, regulatory reporting and CASS requirements would be advantageous.
• Previous experience in banking, Treasury operations, settlements, confirmations or regulatory reporting would be beneficial.
• Mandarin advantageous, but not essential.
• Min 3 years experience