Trade Surveillance Analyst - Compliance & Investigations

Compliance Professionals; City Of London; On-site; GBP 50,000 - 65,000; Full time

Job summary

A global brokerage firm is seeking a Trade Surveillance Analyst in London. The ideal candidate must have over a year of experience in a similar role, strong attention to detail, and organizational skills. Responsibilities include monitoring broker communications, conducting trade investigations, and assisting with regulatory queries. This position requires candidates to work in the office 5 days a week and offers an opportunity to contribute to compliance and risk assessment efforts.

Qualifications

• 1 year+ experience in a trade surveillance or similar role at an investment firm, brokerage or bank.
• Self-motivated and able to work in the office 5 days per week.
• Ability to work effectively within a team environment.

Responsibilities

• Monitoring broker communications for potential misconduct.
• Conduct trade investigations and produce reports.
• Assist with regulatory queries and prepare management reports.

Skills

Attention to detail

Problem-solving

Organizational skills

Numeracy

IT skills (Word, Outlook, Excel)

Job description

A global brokerage firm is seeking a Trade Surveillance Analyst in London. The ideal candidate must have over a year of experience in a similar role, strong attention to detail, and organizational skills. Responsibilities include monitoring broker communications, conducting trade investigations, and assisting with regulatory queries. This position requires candidates to work in the office 5 days a week and offers an opportunity to contribute to compliance and risk assessment efforts.