SVP, Compliance

Acrisure; Greater London; On-site; GBP 70,000 - 90,000; Full time

Job summary

A prominent brokerage firm based in London is seeking a Compliance and Risk professional to work closely with global teams as a trusted advisor. This role requires strong experience in compliance operations at a Lloyds broker, ability to manage multiple tasks under tight deadlines, and provide insights on various regulatory issues. Applicants should have relevant experience in governance reporting and be proactive in ensuring compliance within the organization.

Qualifications

• Experience required at a Lloyds broker in a senior compliance role.
• Preparation and presentation of reports at formal Governance Boards.
• SMF / Certified Individual designation holder is desirable.

Responsibilities

• Work as a primary contact with broking teams and corporate functions.
• Maintain records of trading partner relationships.
• Draft and advise on various contractual and insurance documents.
• Manage compliance with regulatory requirements.
• Identify and escalate potential sanctions issues.

Skills

Head of Compliance and Risk function experience

Experience of preparing reporting and presenting

Ability to multi-task effectively

Experience of overseas entity Compliance management

London Market operational understanding

Tools

Abinitio

Job description

About the team and the job

This role is to work closely with the Global Head of Compliance & Risk and act as the primary contact with the global broking teams and the corporate functions acting as a business advisor and enabler.

How you'll contribute

Work closely with the Broking Teams Operations and other key stakeholders to advise upon Trading Partner relationships and assist in their onboarding and maintenance.

Maintaining accurate and up-to-date records of trading partner relationships including related correspondence supporting documentation and onboarding due diligence.

Advising on and drafting of TOBAs, Non-Disclosure Agreements, Confidentiality Agreements, Transfer of Business Agreements and other related contractual or insurance documents.

Advising upon licensing requirements to ensure the business is permitted to transact and/or place business in specific markets or jurisdictions. Ensuring compliance with all applicable regulatory regimes.

Responsibility for third‑party payment approvals including ensuring the firm's policies are followed, keeping key stakeholders up‑to‑date and escalating where required.

Identifying and advising upon potential sanctions issues, recognizing when issues might occur, escalating where required, providing appropriate guidance and commercial solutions in a timely and accurate manner, and liaising with business and other stakeholders to advance the matter.

Responding to intermediary questionnaires from third parties regarding their onboarding requirements.

Prepare, compile and collate compliance data and MI.

Assist with the maintenance of various registers such as Gifts & Entertainment, Complaints and others.

Requirements

• Head of Compliance and Risk function experience required at a Lloyds broker
• Experience of preparing reporting and presenting at formal Governance Boards required
• SMF / Certified Individual designation holder is desirable
• Ability and willingness to multi‑task effectively, efficiently and proactively to tight deadlines is a prerequisite for this role
• Experience of overseas entity Compliance management preferable
• London Market operational understanding desirable

Acrisure is committed to employing a diverse workforce. All applicants will be considered foremploymentwithout attention to race color religion age sex sexual orientation gender identity national origin veteran or disability status. California residents can learn more about our privacy practices for applicants by visiting the Acrisure California Applicant Privacy Policy available at Executive Search Firms & Staffing Agencies : Acrisure does not accept unsolicited resumes from any agencies that have not signed a mutual service agreement. All unsolicited resumes will be considered Acrisures property and Acrisure will not be obligated to pay a referral fee. This includes resumes submitted directly to Hiring Managers without contacting Acrisures Human Resources Talent Department.

Required Experience: Senior Exec

Key Skills

Abinitio, Apprentice, Dermatology, Cost Estimation, Data Networking, Liaison

Employment Type: Full‑Time

Experience: years

Vacancy: 1