Senior Trading Compliance Advisory | Hedge Fund

OCR Alpha; Slough; On-site; GBP 75,000 - 115,000; Full time

Job summary

OCR Alpha is partnering with a leading investment manager to hire an experienced Compliance Advisory professional to support a fast-growing trading business.

The role sits close to investment teams, providing day-to-day regulatory and trading advice across a broad range of products and strategies. The focus is on problem-solving, partnering with traders and making commercial decisions rather than a narrow specialist remit.

Qualifications

• Experience in regulatory advisory for trading desks or investment teams.
• Familiarity with futures or listed derivatives is a plus.

Responsibilities

• Front office compliance advisory
• Trading and market conduct queries
• Regulatory interpretation
• New product and business initiatives
• Cross-border trading considerations
• Policies and governance

Skills

Front-office compliance

Trading & market conduct

Regulatory interpretation

Cross-border trading

Job description

About the Company

OCR Alpha is partnered with a highly regarded investment manager looking to hire an experienced Compliance Advisory professional to support a fast-growing trading business.

About the Role

The role sits close to the investment teams, providing day-to-day regulatory and trading advice across a broad range of products and strategies. They're looking for someone who enjoys solving problems, partnering with traders and making commercial decisions rather than operating in a narrow specialist remit.

Responsibilities

• Front office compliance advisory
• Trading and market conduct queries
• Regulatory interpretation
• New product and business initiatives
• Cross-border trading considerations
• Policies and governance

Qualifications

The team is open on product background, although experience supporting futures or broader listed derivatives would be particularly interesting.

Required Skills

Candidates could come from a hedge fund, investment bank or asset manager, although experience supporting an active trading environment is key.