Senior SOX & Financial Controls Lead

Michael Page; Greater London; Hybrid; GBP 75,000 - 100,000; Full time

Benefits offered by this job

Exceptional company benefits package

Competitive bonus scheme

Job summary

Michael Page is seeking a SOX Tester and Financial Controls professional for an Investment Bank in the City of London, requiring strong SOX and accounting credentials. The role involves collaboration with Risk, Treasury, and Finance, with three in-office days weekly and a competitive benefits package.

The candidate should bring Big 4 or Top 60 audit experience and a solid track record in regulatory compliance and financial controls testing within global banking or brokerage environments.

Qualifications

• Qualified accountant with strong SOX and internal control knowledge.
• Experience with Big 4 or Top 60 firms auditing FS clients (banks, brokers, investment banks).
• Familiarity with PCAOB auditing standards and regulatory requirements.

Responsibilities

• Develop and maintain control documentation and frameworks.
• Test and assess control design and operating effectiveness across functions.
• Support monitoring and validation of controls to mitigate financial reporting risks.
• Collaborate with Risk, Treasury, Finance, Operations and Revenue teams.
• Escalate control deficiencies and compliance concerns through proper channels.

Skills

SOX testing

Internal controls

Regulatory compliance

Audit experience

Education

Accounting qualification

Job description

Michael Page is seeking a SOX Tester and Financial Controls professional for an Investment Bank in the City of London, requiring strong SOX and accounting credentials. The role involves collaboration with Risk, Treasury, and Finance, with three in-office days weekly and a competitive benefits package.

The candidate should bring Big 4 or Top 60 audit experience and a solid track record in regulatory compliance and financial controls testing within global banking or brokerage environments.