Senior Paraplanner & Case-Review Specialist

Premier Jobs UK Limited; Bath; On-site; GBP 40,000 - 60,000; Full time

Job summary

A leading financial services firm in Bath seeks an experienced Senior Advice Technician to review high-risk advice cases and ensure compliance. The role involves regular interaction with Financial Advisers in a supportive team environment. Key qualifications include a Level 4 Diploma in Financial Planning and strong technical knowledge. Ideal for Senior Paraplanners or Financial Advisers looking to advance their careers, this role promises a rewarding and varied experience.

Qualifications

• Must hold minimum Level 4 Diploma in Financial Planning.
• Chartered Financial Planner status or working towards completion.
• Strong technical knowledge of financial planning.

Responsibilities

• Review high-risk advice cases before presentation to clients.
• Assess each case for accuracy and compliance.
• Approve files or liaise with Financial Advisers for additional information.
• Maintain regular interaction with advisers.

Skills

Strong technical knowledge of financial planning

Clear and professional communication

Education

Level 4 Diploma in Financial Planning

Chartered Financial Planner status or working towards

Job description

A leading financial services firm in Bath seeks an experienced Senior Advice Technician to review high-risk advice cases and ensure compliance. The role involves regular interaction with Financial Advisers in a supportive team environment. Key qualifications include a Level 4 Diploma in Financial Planning and strong technical knowledge. Ideal for Senior Paraplanners or Financial Advisers looking to advance their careers, this role promises a rewarding and varied experience.