Senior Conduct & Compliance Oversight Officer (12 month FTC) (IT)

Starling Bank; Camden Town; On-site; GBP 50,000 - 70,000; Full time

Job summary

A UK financial institution is seeking a Senior Conduct & Compliance Oversight Officer to provide oversight for first line teams to ensure they meet regulatory obligations. Responsibilities include delivering reviews, writing findings, and fostering strong relationships within the team. The position is a 12-month fixed-term contract based in Camden Town.

Responsibilities

• Deliver thematic Conduct & Compliance Oversight reviews as part of a high performing Oversight team.
• Delivery of thematic Conduct & Compliance reviews with an initial focus on customer and control remediation.
• Ability to write up findings related to oversight reviews in a timely manner.
• Build strong relationships with 1LoD to deliver a collaborative working environment.
• Ability to support team members with the completion and delivery of compliance reviews.

Job description

We're looking for a Senior Conduct & Compliance Oversight Officer to provide second line of defence (2LoD) oversight over 1LoD (first line of defence) teams, so that they meet their regulatory obligations and effectively manage their regulatory compliance and conduct risks.

Please note; this role is a 12 month fixed term contract.

Key Responsibilities

• Deliver thematic Conduct & Compliance Oversight reviews as part of a high performing Oversight team, providing independent challenge to Starling Bank's first line of defence (1LoD) teams.
• Delivery of thematic Conduct & Compliance reviews with an initial focus on customer and control remediation.
• Ability to write up findings related to oversight reviews in a timely manner, clearly and accurately.
• Build strong relationships with 1LoD to deliver a collaborative working environment between Compliance and the business.
• Ability to support team members with the completion and delivery of compliance reviews and findings.

Hello, we're Starling. We built a new kind of bank because we knew technology had the power to help people save, spend and manage their money in a new and transformative way. We're a fully licensed UK bank with the culture and spirit of a fast-moving, disruptive tech company. We're a bank, but better: fairer, easier to use and designed to demystify money for everyone. We employ more than 3,500 people across our London, Southampton, Cardiff and Manchester offices.