Senior Compliance & Risk Manager – FCA Specialist

DF Capital; United Kingdom; On-site; GBP 80,000 - 100,000; Full time

Job summary

A specialist bank is seeking a Compliance Officer to conduct compliance monitoring reviews and provide advice on FCA regulations in Manchester. Responsibilities include overseeing compliance across business functions, managing regulatory training, and conducting thematic reviews. The ideal candidate will have substantial experience in the financial services sector, a strong knowledge of FCA regulations, and the ability to analyze complex information. This role also offers a variety of benefits, including private medical insurance and a vibrant office environment.

Benefits

Private medical insurance

10% Employer pension contribution

30-day annual leave entitlement

Free Gym Membership

Discretionary annual bonus

Life Assurance

Income Protection

Tax efficient salary sacrifice scheme

4 days of paid Volunteering leave

Vibrant office location

Qualifications

• Experience providing compliance advice in a financial services firm.
• Good knowledge of FCA regulations including CONC, PRIN, and BCOBs.
• Ability to make pragmatic, risk-based judgements.

Responsibilities

• Provide compliance advice to stakeholders on FCA regulations.
• Oversee compliance against sourcebooks and provide assurance.
• Lead on compliance thematic reviews depending on expertise.
• Review and analyze new regulations for business impact.

Skills

Strong ethics and standards

Practical working knowledge of FCA Handbook

Ability to analyse information

Effective communication

Adaptability in fast-paced environments

Education

Experience in a financial services firm

Knowledge of money laundering regulations (bonus)

Job description

A specialist bank is seeking a Compliance Officer to conduct compliance monitoring reviews and provide advice on FCA regulations in Manchester. Responsibilities include overseeing compliance across business functions, managing regulatory training, and conducting thematic reviews. The ideal candidate will have substantial experience in the financial services sector, a strong knowledge of FCA regulations, and the ability to analyze complex information. This role also offers a variety of benefits, including private medical insurance and a vibrant office environment.