Senior Compliance Policy Officer

Meraki Talent Ltd; Leeds; Hybrid; GBP 51,000 - 60,000; Full time

Job summary

An investment management firm in Leeds is seeking a Senior Compliance Policy Officer to oversee compliance policies and provide regulatory advice. The role requires a minimum of 3 years in a wealth or investment management setting, along with CISI qualifications. It offers a competitive salary up to £60k, with a hybrid working scheme and the opportunity to make a significant impact within a well-established organization.

Benefits

Bonus

Benefits

Qualifications

• 3+ years' experience in a wealth or investment management environment.
• Ability to advise executive board members and senior leadership.

Responsibilities

• Act as the policy subject matter expert and provide regulatory advice to the business.
• Own and maintain the firm's compliance policy framework.
• Lead regulatory horizon scanning and anticipate upcoming regulatory developments.
• Provide updates and regulatory impact assessments to the Director of Regulation.
• Proactively engage with internal and external stakeholders to support a strong compliance culture.

Skills

Regulatory advice

Compliance policy framework management

Horizon scanning

Stakeholder engagement

Knowledge of MiFID II

Knowledge of MAR

Knowledge of SMCR

Knowledge of AML

Education

CISI Level 3

CISI Level 6 or currently studying

Job description

Meraki Talent is working with an investment management firm to support them in recruiting a Senior Compliance Policy Officer. This is a permanent, Leeds-based role, with three days a week in the office and two days working from home. It offers an excellent opportunity to join an established organisation and have a direct impact on the business.

Location: Leeds

Salary: up to £60, + Bonus + Benefits.

Role Responsibilities

• Act as the policy subject matter expert and provide regulatory advice to the business.
• Own and maintain the firm's compliance policy framework.
• Lead regulatory horizon scanning and anticipate upcoming regulatory developments.
• Provide updates and regulatory impact assessments to the Director of Regulation.
• Proactively engage with internal and external stakeholders to support a strong compliance culture.

Candidate Profile

• CISI Level 3 is essential; CISI Level 6 or currently studying is desirable.
• 3+ years' experience in a wealth or investment management environment.
• Ability to advise executive board members and senior leadership.
• Strong knowledge of MiFID II, MAR, SMCR, and AML.

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