Senior Compliance Officer and MLRO

Alchemy Markets; London; On-site; GBP 70,000 - 90,000; Full time

Job summary

A leading company in the financial sector is seeking a Senior Compliance Officer and MLRO to lead compliance functions. The role involves managing compliance frameworks, liaising with regulatory bodies, and ensuring adherence to FCA regulations. Ideal candidates will have significant experience in compliance, especially within the CFD and FX industry, and a strong understanding of UK regulations.

Benefits

Competitive Remuneration Package

Improved Work-Life Balance

Enhanced Health and Wellness Programs

Dynamic career growth

Ongoing Development opportunities

Collaborative and innovative work environment

Qualifications

• 5+ years of experience in Compliance and Regulatory Affairs, preferably within the CFD and FX industry.
• Deep knowledge of AML legislation including the UK Money Laundering Regulations.

Responsibilities

• Be the primary liaison with regulatory bodies.
• Audit, amend and lead the ongoing development of the Compliance framework.
• Conduct periodic risk assessments of AML controls.

Skills

Leadership

Regulatory Affairs

Compliance

AML Legislation

Job description

Job Description

Alchemy Markets offers a suite of services, including liquidity solutions, customizable trading platforms, and access to global financial instruments. Our offerings equip clients with tools and support to achieve their financial goals.

Alchemy Markets leads financial innovation, bridging traditional finance with decentralized, tech-driven markets. We deliver accessible, transparent, and cutting-edge solutions, empowering traders, institutions, and innovators to thrive globally.

We provide an ecosystem of advanced trading platforms, access to global markets, robust liquidity solutions, and bespoke financial technologies, catering to both retail and institutional clients.

JOB OVERVIEW:

Alchemy Markets is looking to hire a compliance professional to join the growing team as a Senior Compliance Officer and MLRO with a solid background in FX and CFD products to lead the compliance function.

The ideal candidate will take ownership of developing, implementing, and maintaining our FCA license liquidity solutions, in terms of managing compliance frameworks, ensuring we meet all regulatory obligations and internal standards.

The successful candidate will play a key role in protecting the business and promoting a strong compliance culture across all areas of the company.

KEY RESPONSIBILITIES:

1. Be the primary liaison with regulatory bodies.
2. Audit, amend and lead the ongoing development and execution of the Compliance framework to meet all regulatory requirements.
3. Ensure that the firm complies, and demonstrates compliance, with all FCA and other regulatory requirements.
4. Ensure that regulatory capital, compliance-related reporting obligations (e.g., EMIR, MiFIR) are being met, including advising, preparing, and submitting regular reports to the FCA.
5. Conduct periodic risk assessments of AML controls. Perform the SMF17 role, advancing the Firm’s AML policies and procedures to comply with all Regulations.
6. Perform periodic Compliance and AML trainings to the business and senior management.
7. Monitor suspicious transactions and report to the FCA and NCA when required.
8. Oversee customer due diligence (CDD), enhanced due diligence (EDD), and ongoing monitoring procedures.
9. Draft periodic and annual compliance and MLRO reports to the board, including AML and anti-bribery risk assessments.
10. Work with internal teams and external compliance consultants to strengthen the organization’s regulatory framework.
11. Assist the Board in maintaining its ICARA and liquidity framework.
12. Foster a compliance-driven culture by promoting awareness of compliance policies and the importance of ethical conduct.

WE ARE LOOKING FOR PEOPLE WHO HAVE:

1. 5+ years of experience in Compliance and Regulatory Affairs, preferably within the CFD and FX industry, with a strong focus on UK regulations.
2. Experience engaging with the FCA and other regulatory authorities.
3. Deep knowledge of AML legislation including the UK Money Laundering Regulations and JMLSG guidance.
4. Commitment to confidentiality regarding compliance procedures and internal policies.
5. Ability to navigate evolving regulatory landscapes and adjust compliance strategies accordingly.
6. Proven leadership and ability to work independently.

WHAT WE OFFER:

Competitive Remuneration Package.

Improved Work-Life Balance.

Enhanced Health and Wellness Programs.

Dynamic career growth in a fast-growing global company.

Ongoing Development opportunities.

Collaborative and innovative work environment.

ARE YOU INTERESTED IN JOINING US?

We are very excited to meet you and discuss how you can contribute to the success of the Company!

We commit to handle all your information with strict confidentiality.