Senior Compliance Officer

McCabe & Barton; Remote; GBP 55,000 - 65,000; Full time

Job summary

A leading Financial Services client is seeking an experienced Internal Compliance Assurance Officer to join their Risk and Compliance team. This role focuses on internal assurance, compliance monitoring, and regulatory oversight. The position offers a salary up to £65,000, a comprehensive benefits package, and flexibility with remote work and occasional travel requirements. Candidates should have experience in compliance monitoring and strong analytical skills to effectively assess regulatory risks and produce reports for senior stakeholders.

Benefits

Strong benefits package

Flexible working

Qualifications

• Experience in compliance monitoring and internal assurance.
• Strong analytical skills for assessing regulatory risks.
• Ability to produce reports for senior stakeholders.

Responsibilities

• Deliver internal assurance reviews and compliance monitoring activity.
• Identify control weaknesses and perform root cause analysis.
• Produce senior stakeholder and Executive level reports.
• Track remediation actions and support control improvements.

Skills

Compliance monitoring

Regulatory risk assessment

Root cause analysis

Stakeholder reporting

Job description

A leading Financial Services client is looking to hire an experienced Internal Compliance Assurance Officer to join their Risk and Compliance team. This role will focus on delivering internal assurance and compliance monitoring activity, strengthening regulatory oversight and improving control frameworks across the business.

You will assess regulatory risk, test controls, identify compliance gaps and support the Head of Internal Assurance in maintaining a risk-based monitoring programme aligned with FCA requirements.

The role offers a base salary of up to £65,000, a strong benefits package and very flexible working. The position is remote first with occasional travel to offices in Eastbourne and the Midlands.

Responsibilities

• Deliver internal assurance reviews and compliance monitoring activity
• Identify control weaknesses and perform root cause analysis
• Produce senior stakeholder and Executive level reports
• Track remediation actions and support control improvements
• Conduct regulatory horizon scanning and stakeholder ...