Senior Compliance Manager, Private Banking & Wealth

Compliance Professionals; Greater London; On-site; GBP 60,000 - 80,000; Full time

Job summary

An international finance firm is seeking a Compliance professional with over 5 years of experience. The role involves carrying out compliance advisory work, managing regulatory reporting, and drafting compliance policies. The ideal candidate should possess compliance qualifications and have a solid understanding of regulatory frameworks. This position will focus on ensuring regulatory adherence across the business sectors and preparing necessary compliance documentation.

Qualifications

• 5+ years of professional experience within Compliance.
• Experience in regulatory change management.
• Knowledge of compliance policies and procedures.

Responsibilities

• Carry out compliance advisory and monitoring activities.
• Draft reports for management on compliance matters.
• Prepare training on regulatory requirements.

Skills

Compliance advisory and monitoring

Regulatory reporting

Stakeholder management

Communication skills

Education

Compliance qualifications/CISI

Legal or compliance background

Job description

An international finance firm is seeking a Compliance professional with over 5 years of experience. The role involves carrying out compliance advisory work, managing regulatory reporting, and drafting compliance policies. The ideal candidate should possess compliance qualifications and have a solid understanding of regulatory frameworks. This position will focus on ensuring regulatory adherence across the business sectors and preparing necessary compliance documentation.