Senior Compliance Advisor, Funds Product & Regulation

The Vanguard Group; Greater London; Hybrid; GBP 60,000 - 80,000; Full time

Job summary

The Vanguard Group is seeking a Compliance professional to join their Portfolio Review Department in London. This role focuses on the compliance of UK and Irish funds throughout their lifecycle and involves close collaboration across teams in a hybrid working environment.

The ideal candidate will have significant experience in asset-management compliance, particularly within fixed‑income, and expertise in FCA regulations. Applicants should possess excellent relationship-management skills and the ability to navigate multiple responsibilities.

Qualifications

• Significant experience in asset-management compliance, ideally with fixed-income.
• Strong understanding of product governance and FCA consumer duty.
• Ability to handle multiple responsibilities and deadlines.

Responsibilities

• Provide compliance advice on Vanguard products, including UK and Irish funds.
• Build relationships across Compliance Product Team and General Counsel office.
• Design and deliver regulatory training initiatives.

Skills

Relationship management

Knowledge of FCA Handbook

Regulatory compliance

Understanding of UCITS

Judgment and decision-making

Job description

The Vanguard Group is seeking a Compliance professional to join their Portfolio Review Department in London. This role focuses on the compliance of UK and Irish funds throughout their lifecycle and involves close collaboration across teams in a hybrid working environment.

The ideal candidate will have significant experience in asset-management compliance, particularly within fixed‑income, and expertise in FCA regulations. Applicants should possess excellent relationship-management skills and the ability to navigate multiple responsibilities.