Self-Employed Financial Adviser - Hybrid Work

The JobsBoard; Lockington; Hybrid; GBP 50,000 - 75,000; Full time

Job summary

The JobsBoard is seeking a Financial Adviser (self-employed) for a client based in Lockington with hybrid working options. You will advise clients in line with their circumstances and objectives, and operate within regulatory requirements.

You will prospect for new clients, gather necessary information, adhere to procedures, and manage portfolios in line with the firm's investment proposition. A Level 4 Diploma and CPD are expected.

Qualifications

• Understanding of relevant legislation affecting the industry.
• Ability to understand and navigate the working environment and its issues.
• Strong written and oral communication skills.
• General IT skills.
• Ability to compile reports.

Responsibilities

• Prospecting and contacting potential clients in accordance with the firm's business plan.
• Obtaining sufficient client information before any recommendation is made.
• Following relevant advice and sales procedures at all times.
• Managing portfolios in accordance with client mandates and investment proposition.
• Undertaking appropriate product and market research and making suitable recommendations.
• Maintaining supporting documents and client communications.
• Ensuring compliance with firm processes and FCA rules at all times.
• Responding to Compliance requests on time.
• Keeping client records compliant and data protected.
• Liaising with admin support and paraplanners as appropriate.

Skills

Regulatory awareness

Communication skills

Industry environment understanding

General IT skills

Report writing

Education

Level 4 Diploma

Job description

The JobsBoard is seeking a Financial Adviser (self-employed) for a client based in Lockington with hybrid working options. You will advise clients in line with their circumstances and objectives, and operate within regulatory requirements.

You will prospect for new clients, gather necessary information, adhere to procedures, and manage portfolios in line with the firm's investment proposition. A Level 4 Diploma and CPD are expected.