Risk & Compliance Solicitor

QED Legal; England; Hybrid; GBP 100,000 - 125,000; Full time

Job summary

A leading UK law firm is looking for a Risk & Compliance Solicitor to enhance their compliance function. This role involves providing specialist advice on regulatory matters, working closely with senior leadership, and ensuring compliance with evolving regulations. The ideal candidate will have 3-5 years PQE and strong experience in regulatory compliance and risk management. This position offers a competitive salary, hybrid working, and career development opportunities.

Benefits

25 days holiday per year

Contributory pension scheme

Private health cover & life assurance

Discretionary annual bonus

Supportive culture with career development opportunities

Qualifications

• In-depth knowledge of SRA Standards & Regulations, AML, and Data Protection.
• Experience in complaint handling or professional negligence matters.
• Confidence working with senior stakeholders and regulators.

Responsibilities

• Support compliance functions related to SRA, AML, and data protection.
• Provide practical advice on confidentiality and regulatory obligations.
• Review and update compliance policies and procedures.

Skills

Strong experience in regulatory compliance

Risk management expertise

Excellent communication skills

Analytical and problem-solving ability

Proven experience in complaint handling

Education

Qualified lawyer (3–5 years PQE)

Job description

Risk & Compliance Solicitor 📍 Hertfordshire 💷 Competitive + excellent benefits

We’re working with a fabulous leadingLegal 500 and Chambers ranked law firm looking to add into their risk and compliance function. This is a great role for an experienced Compliance Solicitor to drive best practice across the firm, advise on code of conduct, ethics and more.

You’ll be joining a supportive, award-winning team that values professional growth, collaboration, and innovation in compliance and risk management.

✨ The Role

You’ll provide specialist advice and hands‑on support across all areas of regulatory and professional compliance. You’ll work closely with the firm’s senior leadership, ensuring the business remains compliant with evolving regulations and best practices.

Key responsibilities include:

• Supporting the firm’s Compliance Officer, MLRO, and DPO on SRA, AML, and data protection matters
• Providing practical advice to staff on issues such as confidentiality, conflicts, and regulatory obligations
• Reviewing and updating compliance policies and procedures, ensuring alignment with new regulations
• Assisting with audits, investigations, and professional negligence matters
• Liaising with insurers and regulatory bodies where required
• Designing and delivering compliance and AML training for staff
• Conducting file reviews (Regulatory, AML, PEP) and coordinating corrective actions
• Monitoring emerging regulatory trends, including AI and cybersecurity risks
• Advising on risk management for the firm’s separate business entities

👤 About You

You’re a qualified lawyer (ideally 3–5 years PQE) with strong experience in regulatory compliance, risk management, or professional standards within a legal environment.

• In‑depth knowledge of SRA Standards & Regulations, AML, and Data Protection
• Proven experience in complaint handling or professional negligence matters
• Excellent communication and advisory skills
• Confidence working with senior stakeholders, regulators, and clients
• A proactive mindset with strong analytical and problem‑solving ability
• Interest or awareness of emerging risks such as AI and cybersecurity

💡 What’s in it for you?

• Competitive salary based on experience
• Hybrid working
• 25 days holiday per year
• Contributory pension scheme
• Private health cover & life assurance
• Discretionary annual bonus
• Supportive culture with career development opportunities

This is a standout opportunity to take ownership of a key regulatory role within a leading UK law firm.

You’ll play a central part in shaping compliance strategy while developing your expertise across SRA, AML, and data protection.

Interested?

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