Risk & Compliance Manager

E-Resourcing Ltd; Greater London; On-site; GBP 50,000 - 70,000; Full time

Job summary

A leading financial services firm in Greater London is seeking a Compliance professional to support the Head of Risk and Compliance. Responsibilities include contributing to the Enterprise Risk Management framework, advising on regulatory matters, and drafting compliance policies. The ideal candidate has experience in Audit or Compliance roles and the ability to interpret complex legislation. Strong collaborative skills are essential. For inquiries, contact via provided email.

Qualifications

• Experience in an Audit or Compliance role is essential.
• Ability to interpret complex legislation and advise stakeholders.
• Experience in enhancing a compliance culture collaboratively.

Responsibilities

• Support the Head of Risk and Compliance.
• Contribute to the Enterprise Risk Management framework.
• Advise on ethical and regulatory matters.
• Draft and maintain compliance policies.
• Prepare quarterly reports and assist with regulatory visits.

Skills

Experience in Audit and Compliance

Interpreting complex technical legislation

Driving through change

Collaborative environment skills

Education

Accountancy qualification

Job description

Job Description

Supporting the Head of Risk and Compliance and the wider team you will be responsible for -

• Contributing to the Enterprise Risk Management framework and oversight of regulatory requirements for the accountancy divisions and the Investment business
• Advise fee earners and internal stakeholders on complex regulatory and ethical matters, including ICAEW requirements
• Draft and maintain key compliance policies, procedures, and guidance documentation
• Support the development of driving an enhanced firmwide conduct and ethics policy
• Create internal compliance communications and maintain intranet content
• Prepare quarterly reports for the committees meetings and assist with external regulatory visits
• Carry out thematic monitoring and file reviews
• Keep up to date with regulatory or legislative changes which may impact the firm
• Support the Leaning and Development team in preparing and delivering regulatory training

What we are looking for

• Similar experience and a background in an Audit, Compliance role
• Comfortable interpreting complex technical legislation and providing advice and guidance to fee earners
• Experience in driving through change and enhancing a strong compliance culture in a collaborative environment
• An Accountancy qualification is desirable but not essential

For a full job spec and further information please contact me on [e-mail]