Risk Assessment Manager

8192 Barclays Bank UK PLC; Northampton; On-site; GBP 60,000 - 85,000; Full time

Job summary

Barclays Bank UK PLC in Northampton is seeking a Risk Assessment Manager within the RAU to lead AML investigations and high-risk customer reviews. You will review regulatory and reputational referrals and sign off on risk assessments on behalf of the business.

The role requires experience in financial crime, strong stakeholder influence and a solid regulatory/control mindset, plus accredited AML qualifications.

Qualifications

• Experience working in financial crime and conducting client risk assessment.
• Ability to work and influence various stakeholders.
• Experience of working within a regulatory and control environment.
• Good organisational, time management and decision‑making skills.
• Experience in conducting risk assessment reviews for High‑Risk Customers.
• Have accredited AML qualifications.

Responsibilities

• Join us as a Risk Assessment Manager within the RAU where you will provide, review and sign off on High Risk Customers, on behalf of the business.
• You will review all regulatory and reputational risk referrals and conduct AML investigations across a number of triggers for the business.

Skills

Financial crime experience

Stakeholder influence

Regulatory knowledge

Risk assessment experience

Education

AML qualifications (ACAMS/CFI)

Job description

Job Description Purpose of the role

To conduct investigations into various aspects of the bank’s operations and/or conduct of individuals to identify and address potential instances of non-compliance, fraud, misconduct, or other unethical behaviour, that harms or is likely to harm the reputation or financial well-being of the firm or may lead to legal and/or regulatory censure.

Accountabilities

• Identification and evaluation of potential risks associated with non-compliance or unethical conduct and implement risk mitigation strategies.
• Leading the investigations into alleged violations of policies, regulations, or laws.
• Provision of training programs to enhance awareness of compliance issues and ethical conduct among colleagues.
• Documentation of investigation processes and provision of recommendations for corrective actions and improvements based on investigation findings.
• Utilisation of advanced technology and data analytics tools to enhance the efficiency and effectiveness of investigations.
• Utilisation and assessment of relevant internal and external information and intelligence in furtherance of the investigation.
• Where applicable, fulfilment of any necessary external legal and/or regulatory reporting obligations.

Assistant Vice President Expectations

To advise and influence decision making, contribute to policy development and take responsibility for operational effectiveness. Collaborate closely with other functions/ business divisions. Lead a team performing complex tasks, using well developed professional knowledge and skills to deliver on work that impacts the whole business function. Set objectives and coach employees in pursuit of those objectives, appraisal of performance relative to objectives and determination of reward outcomes If the position has leadership responsibilities, People Leaders are expected to demonstrate a clear set of leadership behaviours to create an environment for colleagues to thrive and deliver to a consistently excellent standard. The four LEAD behaviours are: L – Listen and be authentic, E – Energise and inspire, A – Align across the enterprise, D – Develop others. OR for an individual contributor, they will lead collaborative assignments and guide team members through structured assignments, identify the need for the inclusion of other areas of specialisation to complete assignments. They will identify new directions for assignments and/ or projects, identifying a combination of cross functional methodologies or practices to meet required outcomes. Consult on complex issues; providing advice to People Leaders to support the resolution of escalated issues. Identify ways to mitigate risk and developing new policies/procedures in support of the control and governance agenda. Take ownership for managing risk and strengthening controls in relation to the work done. Perform work that is closely related to that of other areas, which requires understanding of how areas coordinate and contribute to the achievement of the objectives of the organisation sub-function. Collaborate with other areas of work, for business aligned support areas to keep up to speed with business activity and the business strategy. Engage in complex analysis of data from multiple sources of information, internal and external sources such as procedures and practises (in other areas, teams, companies, etc).to solve problems creatively and effectively. Communicate complex information. 'Complex' information could include sensitive information or information that is difficult to communicate because of its content or its audience. Influence or convince stakeholders to achieve outcomes. All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence and Stewardship – our moral compass, helping us do what we believe is right. They will also be expected to demonstrate the Barclays Mindset – to Empower, Challenge and Drive – the operating manual for how we behave.

Join us as a Risk Assessment Manager within the RAU

where you will provide, review and sign off on High Risk Customers, on behalf of the business. You will review all regulatory and reputational risk referrals and conduct AML investigations across a number of triggers for the business.

To be Successful as a Risk Assessment Manager

• Experience working in financial crime and conducting client risk assessment.
• Ability to work and influence various stakeholders.
• Experience of working within a regulatory and control environment.
• Good organisational, time management and decision‑making skills.
• Experience in conducting risk assessment reviews for High‑Risk Customers.
• Have accredited AML qualifications.

This role will be based in Northampton.

Our Work Experience is the combination of everything that's unique about us: our culture, our core values, our company meetings, our commitment to sustainability, our recognition programs, but most importantly, it's our people. Our employees are self-disciplined, hard working, curious, trustworthy, humble, and truthful. They make choices according to what is best for the team, they live for opportunities to collaborate and make a difference, and they make us the #1 Top Workplace in the area.