Remote MLRO & Compliance Lead (SMF16/17)

Roots Funding Ltd; Greater London; Remote; GBP 60,000 - 80,000; Full time

Job summary

A global investment platform is seeking a Compliance Officer & MLRO to ensure regulatory compliance and manage AML/CTF frameworks. This role involves overseeing compliance policies, conducting investigations, and engaging with stakeholders. Ideal candidates should have over 3 years of experience in compliance within financial services and a strong grasp of UK regulations. This position offers remote work flexibility, allowing you to make a significant impact in a tech-driven firm.

Benefits

Remote work option

Career growth opportunities

Collaborative environment

Qualifications

• 3+ years' experience in compliance, AML/CTF, or regulatory roles within financial services.
• Proven experience in or readiness for SMF16/17 responsibilities.
• Strong understanding of UK regulatory landscape.

Responsibilities

• Act as SMF16 and SMF17 for the firm, ensuring compliance with FCA regulations.
• Oversee AML/CTF policies, monitoring, testing, and reporting.
• Conduct investigations and liaise with regulatory authorities.

Skills

Compliance experience

AML/CTF knowledge

Analytical skills

Stakeholder engagement

Communication skills

Job description

A global investment platform is seeking a Compliance Officer & MLRO to ensure regulatory compliance and manage AML/CTF frameworks. This role involves overseeing compliance policies, conducting investigations, and engaging with stakeholders. Ideal candidates should have over 3 years of experience in compliance within financial services and a strong grasp of UK regulations. This position offers remote work flexibility, allowing you to make a significant impact in a tech-driven firm.