Remote Firm Governance Assessor – Compliance & Oversight

Quilter; Remote; GBP 60,000 - 80,000; Full time

Job summary

A leading wealth management business is seeking a Firm Governance Assessor to provide regulatory oversight for appointed representative firms. This home-based role involves identifying risks, developing action plans, and supporting AR Principals in governance practices. Suitable candidates will possess strong communication and analytical skills, with experience in compliance and a QCF Level 4 or equivalent. A comprehensive benefits package is offered including medical insurance and an incentive scheme.

Benefits

182 hours holiday (26 days)

Quilter Incentive Scheme

Non-contributory pension scheme

Private Medical Insurance

Life Assurance (4x salary)

Income Protection (75% after 26 weeks)

Flexible benefits options

Qualifications

• Experience in a compliance role.
• Competent in providing feedback to advisers.
• Experience with Network/National and IFA/restricted advice models.

Responsibilities

• Deliver regulatory oversight to appointed representative firms.
• Identify and resolve customer and operational risks.
• Work with AR Principals to achieve effective governance.

Skills

Confident communication

Analytical approach

Risk assessment

Questioning skills

Education

QCF Level 4 or equivalent

Compliance & Risk qualification

Job description

A leading wealth management business is seeking a Firm Governance Assessor to provide regulatory oversight for appointed representative firms. This home-based role involves identifying risks, developing action plans, and supporting AR Principals in governance practices. Suitable candidates will possess strong communication and analytical skills, with experience in compliance and a QCF Level 4 or equivalent. A comprehensive benefits package is offered including medical insurance and an incentive scheme.