Remote Compliance & Training Lead for Financial Advisers

Yellow Brick Mortgages; Norwich; Remote; GBP 40,000 - 60,000; Full time

Job summary

A leading independent mortgage brokerage in the UK is seeking a proactive Compliance Officer to support its adviser network. The role involves overseeing compliance for up to 40 advisers and ensuring adherence to regulatory standards. The ideal candidate is CeMAP qualified, has strong communication and analytical skills, and embodies a values-driven approach. This is a flexible remote position with opportunities for growth in a supportive culture.

Benefits

Flexible remote working

Supportive culture

Clear progression opportunities

Qualifications

• Experience in compliance or T&C within financial services.
• Strong understanding of regulatory frameworks and conduct risk.
• Organised, proactive, and values-driven.

Responsibilities

• Oversee risk KPIs for up to 40 advisers.
• Conduct regular 1:1s and annual competency assessments.
• Ensure advisers complete exams and meet CPD requirements.
• Provide guidance on compliance and advice standards.
• Prepare monthly compliance reports for Openwork.

Skills

Compliance understanding

Communication skills

Analytical skills

Organisational skills

Education

CeMAP qualified

Job description

A leading independent mortgage brokerage in the UK is seeking a proactive Compliance Officer to support its adviser network. The role involves overseeing compliance for up to 40 advisers and ensuring adherence to regulatory standards. The ideal candidate is CeMAP qualified, has strong communication and analytical skills, and embodies a values-driven approach. This is a flexible remote position with opportunities for growth in a supportive culture.