Remote Compliance Manager – Wealth Management

Financial Divisions; Shaw; On-site; GBP 50,000 - 80,000; Full time

Benefits offered by this job

Pension Plan

Death in Service Cover

Income Protection

26 Days Holiday + Bank Holidays

Wellness Scheme

Job summary

An established industry player is seeking a Compliance Manager for a fully remote role in wealth management. This exciting opportunity involves leading the compliance function, ensuring adherence to FCA regulations, and working closely with a team of senior advisers. You will play a vital role in maintaining compliance standards, conducting audits, and managing training programs for staff. With plans for significant growth, this is a chance to contribute to a dynamic firm that values compliance and operational excellence. If you're ready to take on a pivotal role in a thriving business, this position is perfect for you.

Qualifications

• Proven experience in compliance management within financial services.
• Strong understanding of FCA regulations and compliance frameworks.

Responsibilities

• Serve as the first point of contact for all FCA queries.
• Conduct audits and implement compliance programs.
• Manage the firm's relationship with FCA and ensure timely responses.

Skills

Compliance Management

Regulatory Knowledge (FCA)

Risk Assessment

Audit Implementation

Training & Competency

Data Protection

Money Laundering Reporting

Education

Relevant Compliance Qualification

Degree in Finance or Related Field

Job description

An established industry player is seeking a Compliance Manager for a fully remote role in wealth management. This exciting opportunity involves leading the compliance function, ensuring adherence to FCA regulations, and working closely with a team of senior advisers. You will play a vital role in maintaining compliance standards, conducting audits, and managing training programs for staff. With plans for significant growth, this is a chance to contribute to a dynamic firm that values compliance and operational excellence. If you're ready to take on a pivotal role in a thriving business, this position is perfect for you.