Remediation Compliance Advisor – Regulatory Assurance

Jobtailor; Basildon; On-site; GBP 45,000 - 65,000; Full time

Job summary

Jobtailor in Basildon is seeking a Compliance Advisor to lead remediation input and advise on regulatory requirements. You will assess risks, update policies, educate staff, and drive monitoring and reporting to ensure adherence to financial services standards.

The role emphasizes regulatory analysis, policy development, and collaboration with clients and internal teams to close compliance gaps and deliver robust remediation plans on-site.

Qualifications

• Proven experience in remediation/redress environments within financial services.
• Ability to provide sound compliance guidance and challenge remediation activity.
• Strong understanding of regulatory environments relevant to financial services.

Responsibilities

• Provide specialist advisory compliance input across remediation activity.
• Ensure cases and outcomes are managed in line with regulatory requirements.
• Provide professional guidance on legal, regulatory, and internal policy requirements.
• Identify compliance risks and develop mitigation strategies.
• Conduct regulatory analysis of laws and regulations impacting the business.
• Assess areas vulnerable to compliance breaches.
• Create or update internal policies and procedures.
• Educate employees and management on compliance obligations and best practices.
• Establish compliance monitoring and reporting mechanisms.
• Advise on corrective actions for compliance gaps or violations.
• Conduct reviews and testing of remediation processes.
• Collaborate to design and implement regulatory assurance frameworks.
• Prepare detailed reports and assurance statements for stakeholders and regulatory bodies.

Skills

Compliance advisory

Regulatory analysis

Stakeholder management

Analytical thinking

Communication

Job description

Jobtailor in Basildon is seeking a Compliance Advisor to lead remediation input and advise on regulatory requirements. You will assess risks, update policies, educate staff, and drive monitoring and reporting to ensure adherence to financial services standards.

The role emphasizes regulatory analysis, policy development, and collaboration with clients and internal teams to close compliance gaps and deliver robust remediation plans on-site.