Regulatory Mapping Expert

Hargreaves Lansdown Asset Management Limited; Bristol; Hybrid; GBP 40,000 - 55,000; Full time

Job summary

A leading investment platform is seeking a Rule Mapping Expert to support regulatory obligations and process alignment. This permanent, full-time position in Bristol offers hybrid working and a range of benefits including career development, flexible working options, and health coverage. Applicants should possess a strong understanding of financial regulations and experience in compliance roles. Join a dynamic team to ensure compliance requirements are accurately mapped and adhered to.

Benefits

Discretionary annual bonus

25 days holiday plus bank holidays

Flexible working options

Enhanced parental leave

Pension scheme up to 11%

Private medical insurance

Gym memberships available

Qualifications

• Strong knowledge of relevant financial services regulations.
• Experience within a Compliance or Risk Analyst capacity.
• Detailed knowledge of FCA handbook.
• Strong relationship and stakeholder management skills.

Responsibilities

• Support the Rules Mapping Lead in rule mapping solutions.
• Engage stakeholders to complete rules mapping.
• Assist with functional RegTech requirements.

Skills

Strong knowledge of financial services regulations

Experience in Compliance or Risk Analyst role

Strong attention to detail

Stakeholder management skills

Ability to interpret complex rules

Job description

Excited to grow your career?

Our purpose is to empower people to save and invest with confidence. We are looking for great people to join us, so please come and invest in YOUR future at HL.

We know that sometimes people can be put off applying for a job if they don't tick every box. If you're excited about working for us and have most of the skills or experience we're looking for, please go ahead and apply. We'd love to hear from you!

About the role

Hargreaves Lansdown (HL) are now recruiting for a Rule Mapping Expert to support the development of a comprehensive rule mapping inventory across HL. Creating rules maps for the existing suite of regulatory obligations, working across the business to demonstrate how processes and controls meet relevant regulatory requirements for the industry. This is a really exciting opportunity to join a brand new, dynamic team where you'll be working closely with the Rules Mapping Lead and Compliance colleagues to ensure each requirement has the correct application and interpretation to enable rule owners to understand their obligations.

What you'll be doing

• Supporting the Rules Mapping Lead in the creation of comprehensive rule mapping solution across organisation.
• Engaging in stakeholder management and work with them to complete rules mapping.
• Assisting with the development of functional RegTech requirements and ongoing enhancements.
• Identifying efficiencies and leverage opportunities.
• Identifying risks and mitigations relating to the rules mapping process and/or system.
• Contributing towards maintaining a risk-based approach to enable effective prioritisation across the organisation.
• Executing rule mapping consistent with prioritisation approach.
• Ensuring rule mapping articulates the applicability and interpretation for each regulated entity correctly.
• Participating in the development of rule mapping procedures for BAU handover to rule owners and support with training and handover, and the development of the 1B model.
• Identifying and establishing links to risks and validated controls.
• Supporting with project management activities during the project phase including the creation of progress reports and MI.

About you

• Strong knowledge of relevant financial services regulations, with awareness of those applicable to Hargreaves Lansdown regulated activities.
• Experience within a Compliance or Risk Analyst capacity with a large focus on rules mapping.
• Detailed knowledge of FCA handbook.
• The ability to interpret and articulate the meaning of complex rules and standards in such a way that they can be linked to business activities and processes in a straightforward way.
• Very strong attention to detail.
• Previous experience in writing and reviewing change management documents and presentations.
• Strong relationship and stakeholder management skills with the ability to influence at a senior level where necessary.
• Experience in previous rule mapping projects / regulatory change projects - Risk management and controls validation expertise.
• Previous experience implementing RegTech projects would be beneficial.

Interview process

The interview process for this role will be a two-stage process including a technical task.

Working Schedule

This role is based in Bristol head office, BS1 5HL. This role is permanent, full time, 37.5 hours per week, Monday to Friday. We have returned to the office, however for this role we offer a hybrid flexible working pattern to enable you the option of working from home and coming into the office.

Why us?

Here at HL, we're the UK's number 1 investment platform for private investors, based in Bristol. For more than 40 years we've helped investors save time, tax and money on their investments.

To achieve our mission, we believe we have a workplace like no other, with constant learning, dynamic teams, and a great ethos. We're steered by core values that promote service, quality, innovation, and opportunity in everything we do.

What's on offer?

• Discretionary annual bonus* & annual pay review
• 25 days* holiday plus bank holidays and 1-day additional Christmas closure time
• Option to purchase an additional 5 days holiday per year at annual enrolment
• Flexible working options available, including hybrid working
• Enhanced parental leave
• Pension scheme up to 11% employer contribution
• Sharesave scheme - have a real stake in HL's future
• Income Protection & Life insurance (4 x salary core level of cover)
• Private medical insurance*
• Health care cash plans - including optical, dental, and out patientcare
• Help@hand and an Employee Assistance Programme
• Gympass - gym memberships and wellbeing apps available
• Variety of travel to work schemes with free bike storage and shower facilities
• An inhouse barista serving subsidised coffee and snacks
• Join HL's sports, I&D networks and volunteering groups (two paid volunteering days per year)
• LifeWorks Discounts on services, restaurants and retailers

* dependant on role level

Hargreaves Lansdown is an inclusive employer that values diversity in its workforce. We encourage applications from all individuals without regard to race, religion, gender, sexual orientation, national origin, disability or age.

This role may also be available on a flexible working or part time basis - please ask the Recruitment & Onboarding team for more information.

Please note, we are unable to provide employment sponsorship to candidates. #HLI