Regulatory Counsel, EMEA, Financial Services

Taylor Root Dusseldorf; City Of London; On-site; GBP 60,000 - 80,000; Full time

Job summary

A growing financial services firm is seeking a Regulatory lawyer to provide strategic legal advice on EMEA matters. This role involves leading regulatory advice, collaborating with internal teams, and managing external legal relationships. The ideal candidate is a qualified lawyer (4PQE+) with regulatory experience, able to thrive in a fast-paced environment.

Qualifications

• 4PQE+ Qualified lawyer with experience in a law firm, tech/fintech, bank/investment manager, or wealth management firm.
• Experience advising on investment/wealth management products.
• Proactive, thriving in a fast-paced environment.

Responsibilities

• Lead regulatory legal advice from a retail consumer perspective.
• Provide strategic regulatory advice on product structure and marketing.
• Advise on upcoming regulatory changes in wholesale markets.

Skills

Regulatory legal advice

Proactive

Advisory experience

Education

Qualified lawyer (4PQE+)

Job description

Overview

Our Client: A growing financial services firm, currently outperforming their peers, is seeking a 4/5PQE+ Regulatory lawyer to support on EMEA matters. The successful candidate will be the dedicated lawyer providing strategic legal advice on existing and new products and all related regulations applicable to the business.

Responsibilities

• Lead for regulatory legal advice across the firm from a retail consumer perspective.
• Provide strategic regulatory legal advice on the structure, operation, and marketing of their products.
• Horizon scanning and advising on upcoming regulatory change and reforms in relation to wholesale markets in the UK and EU,
• Collaborate with internal teams, including compliance, risk, technology, and product development.
• Manage relationships with external legal counsel

Qualifications

• 4PQE+ Qualified lawyer with experience working in a law firm or tech/fintech, bank/investment manager or wealth management firm
• Regulatory Lawyer with advisory experience
• Experience advising on investment / wealth management products
• Proactive, and able to thrive in a fast-paced, innovative environment.

*Candidates with equivalent experience outside of the PQE will be considered for this role.

Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.

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