Regulatory Consultant – FS Compliance & Advisory (Hybrid)

Oxbow Resourcing Limited; England; Hybride; GBP 48 000 - 80 000; Plein temps

Avantages offerts par ce poste

Illness and injury insurance

3% employer pension contribution

Remote working days (up to 2 per week)

Résumé du poste

Oxbow Resourcing Limited is seeking an experienced Regulatory Consultant for a broad, client-facing role in a specialist Financial Services consultancy supporting FCA solo-regulated firms.

The role combines regulatory assurance, file review, advisory work and practical problem-solving across wealth, insurance, mortgages, consumer lending and payments. Significant scope for career progression.

Qualifications

• A relevant QCF Level 4 qualification or higher and/or a recognised specialist compliance qualification.
• At least five years' experience within UK financial services regulation.
• Broad knowledge of the FCA Handbook and Conduct of Business requirements.
• Strong knowledge of Consumer Duty, SM&CR, Conduct Rules, complaints, vulnerable customers and product governance.
• Experience in regulatory consulting, compliance, risk, internal audit or assurance.
• Experience undertaking detailed file reviews, audits or regulatory assurance work.
• Strong reporting, facilitation and presentation skills.
• Ability to work with boards and senior teams; manage multiple client workstreams.
• Commercial awareness and ability to identify additional client opportunities.
• Willingness to travel within the UK.

Responsabilités

• Review client files, regulatory frameworks, controls and customer outcomes.
• Deliver regulatory audits, gap analyses and assurance reviews.
• Support Consumer Duty implementation, monitoring and assurance.
• Review Conduct Risk frameworks, governance and culture.
• Lead SM&CR and Conduct Rules reviews.
• Oversee remediation and post-implementation reviews.
• Interpret FCA publications and Handbook requirements.
• Assess regulatory expectations across business models.
• Produce reports, board papers, findings and remediation plans.
• Present findings and run workshops with boards and senior stakeholders.
• Manage multiple client assignments to deadlines.
• Coach and review work of internal and external consultants.
• Build trusted client relationships and identify opportunities.
• Contribute to proposals and wider business development.
• Maintain minimum client chargeability of 60%.
• Contribute to ISO 9001, ISO 27001 and ISO 42001 frameworks.

Connaissances

Regulatory consulting

UK financial services regulation

FCA Handbook knowledge

Consumer Duty & SM&CR

Stakeholder management

Formation

QCF Level 4 or higher qualification

Relevant compliance qualification

Description du poste

Oxbow Resourcing Limited is seeking an experienced Regulatory Consultant for a broad, client-facing role in a specialist Financial Services consultancy supporting FCA solo-regulated firms.

The role combines regulatory assurance, file review, advisory work and practical problem-solving across wealth, insurance, mortgages, consumer lending and payments. Significant scope for career progression.