Regulatory Compliance Analyst – FCA & AML (FX/CFD)

CPT Markets UK; England; On-site; GBP 28,000 - 36,000; Full time

Job summary

CPT Markets UK, a FCA-regulated brokerage, invites a Compliance Associate to join the Compliance team. The role covers a broad range of regulatory and compliance activities across the FCA framework, MiFID II, UK EMIR, AML and client onboarding, with exposure to regulatory reporting and risk management.

The successful graduate will support day-to-day monitoring, investigations and remediation while staying current with evolving FCA, UK and international developments to ensure a robust compliance

Qualifications

• Graduate looking to build a career in financial services compliance and regulation.
• Experience or exposure to FCA regulatory requirements and industry standards is beneficial.

Responsibilities

• Supporting day-to-day compliance monitoring and oversight
• Assisting with FCA and regulatory reporting requirements
• Reviewing client onboarding and classification
• Supporting AML and financial crime controls
• Monitoring trading activity and regulatory requirements
• Assisting with compliance reviews, investigations and remediation
• Keeping up to date with FCA, UK and international regulatory developments
• Working with internal teams to promote a strong compliance culture

Skills

FCA regulations

MiFID II

UK EMIR

AML / financial crime

client onboarding

regulatory reporting

compliance monitoring

risk management

Job description

CPT Markets UK, a FCA-regulated brokerage, invites a Compliance Associate to join the Compliance team. The role covers a broad range of regulatory and compliance activities across the FCA framework, MiFID II, UK EMIR, AML and client onboarding, with exposure to regulatory reporting and risk management.

The successful graduate will support day-to-day monitoring, investigations and remediation while staying current with evolving FCA, UK and international developments to ensure a robust compliance