Regulatory Auditor - Financial Services

Citrus Global Ltd; Greater London; On-site; GBP 60,000 - 80,000; Full time

Job summary

A leading finance institution in the UK is seeking an experienced individual for an Internal Audit role focused on Regulatory Risk. The position involves assessing Risk and Internal Controls, with a strong emphasis on Compliance (FSA). The ideal candidate will have over 5 years of experience within Financial Services and a solid understanding of Banking Regulations. Travel within the UK and occasional trips to Europe are expected.

Qualifications

• 5+ years of experience in Financial Services.
• Strong knowledge of FSA Banking Regulations.
• Previous exposure to Financial Crime and AML.

Responsibilities

• Lead audit engagements on Risk and Internal Controls.
• Focus on Compliance (FSA).
• Potential involvement in recruiting.

Skills

Risk Management

Compliance (FSA)

Financial Crime

Anti Money Laundering

Retail Banking

Job description

Our client, a Global Finance Services Institution, is looking to grow its Internal Audit function in the Regulatory Risk area.

Job Description

The role will involve:

• Leading audit engagements assessing the management of Risk and Internal Controls
• Strong focus on Compliance (FSA)
• Potential involvement in recruiting as the team grows over the next 6 months
• The role will predominantly involve travel within the UK, with the occasional excursion within Europe.

Qualifications

The ideal candidate:

• 5+ years of experience, ideally within another Financial Services Company
• Strong knowledge of FSA Banking Regulations
• Previous exposure to engagements focusing on Financial Crime and Anti Money Laundering
• Experience in Retail Banking
• Additional language to English would be useful.

All applications will of course be held in the strictest confidence.