Regional Surveillance Lead: Market Abuse & Compliance

HSBC; Greater London; On-site; GBP 80,000 - 100,000; Full time

Job summary

A major banking and financial services organization in London seeks a Regional Senior Surveillance Manager to oversee financial surveillance activities, ensuring compliance with industry regulations. Responsibilities include supporting the Regional Head and coordinating with various teams. Candidates should possess strong knowledge of market abuse regulations and financial markets, alongside excellent self-management skills. This role offers an opportunity to be part of a diverse and inclusive workplace.

Qualifications

• Strong knowledge of MAR, MiFID, FCA Handbook and global regulations.
• Deep knowledge of financial surveillance processes.
• Ability to manage competing workloads.

Responsibilities

• Support Regional Head of Surveillance with daily operations.
• Coordinate local GRA, Compliance Assurance, and regulatory reviews.
• Oversee and report on surveillance activities.
• Document issues impacting the UK Surveillance Programme.

Skills

Knowledge of market abuse and industry regulations

Knowledge across financial markets and products

Knowledge of Surveillance process, procedures and systems

Self-motivated and self-managed

Strategic and lateral thinking

Job description

A major banking and financial services organization in London seeks a Regional Senior Surveillance Manager to oversee financial surveillance activities, ensuring compliance with industry regulations. Responsibilities include supporting the Regional Head and coordinating with various teams. Candidates should possess strong knowledge of market abuse regulations and financial markets, alongside excellent self-management skills. This role offers an opportunity to be part of a diverse and inclusive workplace.